Manager, Compliance Testing
1 week ago
**Position Responsibilities**:
- Plan compliance testing reviews including AML/ATF, FATCA/CRS, Privacy, Complaints Handling, Unclaimed Property, etc., using a risk-based approach
- Analyze and test the completeness and effectiveness of business key controls to ensure compliance with policies and procedures and applicable regulatory requirements
- Incorporate data analytics in select testing performed
- Set up control testing engagement and document design and operating effectiveness of key controls in Archer
- Communicate weaknesses in key controls to Management and make value-added recommendations for improvement in order to accurately mitigate compliance risks
- Document results of testing in a clear and concise report, using effective business writing skills, that details the scope of testing, work performed, results of testing, issues noted, recommendations and action plans
- Enter issues and corrective action plans in Archer
- Ensure accurate follow up of the implementation of corrective action plans by the planned target date
- Supervise Anti-Money Laundering QA testing for Canadian Market and Global Functions performed by the Integrated Compliance Services team in Manila
- Collaborate with Audit Services, Risk, and other Canadian Market BU Compliance teams
**Required Qualifications**:
- University degree in Commerce or Administration
- Professional designation in accounting, preferable
- 5 years of proven track record in internal/external audit/compliance
- Bilingualism an asset, French and English
**Preferred Qualifications**:
- CAMS d esignation is an asset
**When you join our team**:
- We’ll empower you to learn and grow the career you want.
- We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
- As part of our global team, we’ll support you in shaping the future you want to see.
**About Manulife and John Hancock**
**Manulife is an Equal Opportunity Employer**
**Primary Location**
Montreal, Quebec
**Working Arrangement**
Hybrid
**Salary range is expected to be between**
$81,450.00 CAD - $146,610.00 CAD
Manulife offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short
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