Supervisor, Transfers

**Aviso Wealth**:
**The Opportunity**:
We’re looking for a Supervisor, Transfers to join our Operations team.

Reporting to the Manager of Operations, the Supervisor, Transfers is responsible for overseeing the Transfers Team, managing volumes and ensuring daily deadlines are met. Supervisory responsibilities include recruiting, training, coaching, mentoring, and scheduling of staff, including overseeing new employee onboarding and providing career development planning and opportunities.

**Who you are**:

- **Service** - You consider both internal and external stakeholders and demonstrate intent of understanding and putting the clients’ needs first. You advocate service excellence and work to deliver solutions that meet the needs. You proactively develop strategic partnerships that allow Aviso Wealth to become a trusted advisor and partner
- **Execution** - You are committed to achieving your goals and to succeed. This includes focusing on “getting things done”, as well as recognizing and taking advantage of opportunities as they arise. You are consistently looking for ways to improve your personal best and see value in continuous improvement. You take accountability for your actions and learn from mistakes
- **Collaboration** - You work collaboratively with others with the common goal of driving positive results. Making meaningful contributions to your team to achieve organizational goals is a priority. You proactively encourage collaboration, build trust and inclusion, and work to establish effective relationships both inside and outside of the organization
- **Leadership** - You lead your team and provide regular direction, guidance, coaching, and motivation, all while striving for peak performance. You assist them in overcoming obstacles through additional resources, removal of roadblocks, and providing the level of support required for their success. You delegate and deliver feedback based on the in-depth understanding of your individual team members

**What your day looks like**:

- Set and monitor standards for departmental procedures, ensuring quality, accuracy and efficiency maintaining SLA’s
- Set positive leadership tone through gaining respect of staff, peers and stakeholders
- Ensure staff members receive timely and appropriate training and development
- Coach staff to increase performance while increasing/maintaining employee engagement and career growth and support onboarding of new employees
- Ensure all processes and procedures are current in all manuals - internal and external, including departmental SLAs
- Responsible for internal and external communications while following the appropriate channels for distribution, liaising with external vendors and trustees as required
- Analyze current business practices and identify areas within the department for process improvements, make recommendations and implement procedures to streamline workflow
- Handle departmental project related work and participate in the implementation of department and division initiatives as required and delegate as necessary
- Support staff with escalated or complex issues and respond to all customer inquiries (internal/external) and ensure customer service levels are maintained within the department, updating management as appropriate
- Ensure appropriate staffing, training and development needs including cross-training of staff so that individuals are up to date and can provide redundancy in all positions within the team
- Review and approve daily journal postings and monthly account reconciliations (IIROC/MFDA)
- Monthly reporting of SLA standards, including exceptions, in a timely manner and create business plans to manage resources during high volumes
- Maintain current knowledge of industry initiatives and standards (MFDA/IIROC) and registered plans products, CDS/ATON, IIROC/MFDA rules, regulations, and protocols
- Liaise with management in the process and procedural reporting for both external and internal auditors as required

**Requirements**:
**Your experience and skills**:

- Post-secondary education and continuing education relating to the Investment Industry, specifically operations functions
- In-depth knowledge of relevant regulatory requirements, and the successful completion of the IFIC and/or the CSC is an asset
- 3 - 5 years of progressively responsible experience in the investment industry, including past supervisory experience for a minimum of 1 - 2 years
- Excellent delegation, organizational, time management and administrative skills
- Strong attention to detail and accuracy
- Ability to work under pressure, set priorities and meet time constraints
- Solid analytical and problem-solving skills with the ability to handle multiple tasks with the appropriate attention to detail
- Superior customer service with the ability to quickly identify and resolve problems to the satisfaction of all parties
- Highly motivated and results driven
- Intermediate computer skills in MS Word, Excel, Outlook, Acces