Senior Manager, Legal Entity Regulatory Reporting
2 days ago
Nous bâtissons une banque axée sur les relations pour un monde moderne. Nous recrutons des professionnels talentueux et passionnés qui ont à cœur de faire ce qu’il faut pour nos clients. À la Banque CIBC, nous misons sur vos forces et vos ambitions pour vous donner le pouvoir d’agir. Les membres de notre équipe disposent de ce dont ils ont besoin pour apporter une contribution significative et être valorisés, à la fois pour ce qu’ils sont et ce qu’ils font. Pour en savoir plus sur la Banque CIBC, visitez le site .What you’ll be doingThe Senior Manager, Legal Entity Regulatory Reporting (Compliance Management and Controls) - is responsible for the effective sustainment and enhancement of the regulatory controls supporting the Legal Entity Regulatory Reporting team, and is the primary support for the Oversight Function (OF) responsibilities for the teams in accordance with the Regulatory Control Management (RCM) Framework. The Senior manager will provide controls expertise in designing, enhancing and documenting applicable controls effectively and efficiently within the Legal Entity Regulatory Reporting team, and in monitoring the impact of the control environments in upstream teams on the Legal Entity Regulatory Reporting.How you’ll succeedRelationship management – Build strong business relationships with stakeholders such as Regulatory Compliance, Global Operational Risk Management and the Technology and Operations groups by leveraging relationship management and collaboration skills to make an impact.Strong communication skills and ability to influence – Ability to communicate requirements effectively, escalate issues on a timely basis and manage stakeholders towards a set of common objectives. Regulatory compliance management – Identify controls that require documentary enhancement and work with stakeholders to support the quality of control documentation related to Regulatory Compliance. Work within the team to identify and document improvements and changes to the Regulatory Requirement Library.Internal control management - Be the subject matter expert on Internal Control structure (types etc.). Identify areas of improvement, efficiencies and possible control deficiencies and work with stakeholders to develop and implement corrective actions. Participate in audits and reviews on regulatory internal controls.Control Assessment - Carry out risk rating assessments for review with Compliance and GORM annually. Partner with internal colleagues (such as the SOX Maintenance Officer (SOMO) for Finance) to ensure an adequate control environment for regulatory reporting risks. Prepare recommendations for Accountable Officer attestations as they relate to RCM. Escalate potential issues to appropriate management level depending on severity. Monitor results of RCM control testing and support colleagues in effectively remediating regulatory issues and deficiencies.Management reporting - Generate meaningful and timely reporting for Management on the progress of the review of controls and Regulatory Group Topic documents and track and maintain line of sight of the work required.Who you areYou have a working knowledge of internal control programs including 5+ years of experience in financial services. Knowledge of Canadian regulatory reporting regulations (e.g. CIRO, OSFI, CDIC, Bank of Canada, Stats Canada etc.) would be an advantageYou have experience with a Regulatory Compliance Management Program. You understand internal controls, including how to identify and document them appropriately.You're passionate about people. You find meaning in relationships and surround yourself with a diverse network of partners. You connect with others through respect and authenticity.You act like an owner. You thrive when you're empowered to take initiative, go above and beyond, and deliver results.Values matter to you. You bring your real self to work and you live our values - trust, teamwork, and accountability.#LI-TACe que la Banque CIBC vous offreÀ la Banque CIBC, vos objectifs sont une priorité. En fonction de vos forces et de vos ambitions en tant qu’employé, nous nous efforçons de créer des occasions qui vous permettront d’exploiter votre potentiel. Notre objectif est de vous offrir une carrière, pas uniquement un chèque de paie.Nous nous efforçons de vous récompenser de façon personnalisée et pertinente, notamment en vous offrant un salaire concurrentiel, une rémunération au rendement, des avantages bancaires, l’adhésion à un programme d’avantages sociaux*, à un régime de retraite à prestations déterminées* et à un régime d’achat d’actions par les employés, des vacances, du soutien pour votre bien-être et Créateur de moments, notre programme social de reconnaissance basé sur des points.Grâce à nos espaces et à nos outils technologiques, il devient facile de réunir les grands esprits pour créer des solutions novatrices qui améliorent les choses pour nos clients.Nous favorisons une culture qui encourage l’expression de vos ambitions au moyen d’initiatives comme la journée Raison d’être, une journée de congé payé dont vous pouvez profiter pour investir dans votre croissance et votre perfectionnement.* Sous réserve des modalités du régime et du programmeCe que vous devez savoirLa Banque CIBC s’est engagée à créer un milieu de travail intégrateur où tous les membres de l’équipe et les clients se sentent à leur place. Nous recherchons des candidats dotés d’un large éventail de compétences et offrons une expérience accessible aux candidats. Si vous avez besoin d’une solution d’adaptation, écrivez à .La Banque CIBC s’engage à faire preuve de clarté dans le cadre de son processus d’embauche. Tous les affichages visent à pouvoir des postes pour lesquels nous recrutons activement, à moins d’avis contraire. Vous devez être légalement admissible à travailler au Canada dans les lieux précisés ci-dessus et, s’il y a lieu, détenir un permis de travail ou d’études valide.Nous pourrions vous demander de remplir une évaluation fondée sur les attributs et d’autres tests de compétences (comme la simulation, la programmation, la maîtrise du français) Nous utilisons des outils d’intelligence artificielle pendant le processus de recrutement. Notre objectif pour le processus de demande est d’en apprendre davantage sur vous et sur tout ce que vous avez à offrir, et de vous donner l’occasion d’en apprendre davantage sur nous. Lieu de travailToronto-81 Bay, 26th FloorType d’emploiPermanentHeures de travail hebdomadaires37.5CompétencesContrôle d'entreprises d'affaires, Évaluation de gestion du risque, Exigences réglementaires, Gestion de projet, Résolution de problèmes en groupe, Service client, Surveillance de la conformité, Travailler de manière collaborative
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