Current jobs related to Senior Consultant, Regulatory Compliance Manager - Toronto - CIBC
-
Toronto, Canada CIBC Full timeWe’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...
-
Consultant, Regulatory Compliance Management
6 days ago
Toronto, Canada CIBC Full timeWe’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...
-
Compliance Manager, Regulatory Compliance
1 week ago
Toronto, Canada Manulife Full timeThe Compliance Manager, Regulatory Compliance is responsible for supporting the effective operation of Manulife Bank’s regulatory compliance management program, including the maintenance of all relevant regulatory compliance management records, risk and control assessments, evidence of controls, compliance issues and associated corrective action plans. The...
-
Toronto, Canada CIBC Full timeWe’re building a relationship‑oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...
-
Regulatory Compliance Manager
6 days ago
Toronto, Canada Amptal Corp. Full time**About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto Manager, Regulatory Compliance Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the...
-
Toronto, Canada CIBC Full timeOverviewWe’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who...
-
Senior Consultant
2 weeks ago
Toronto, Canada Sia Full timeSia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We’re optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a...
-
Senior Consultant
2 weeks ago
Toronto, Canada Sia Full timeSia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We’re optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a...
-
Toronto, Canada Sia Full timeA global management consulting group in Toronto is seeking a professional with 4-6 years of experience in management consulting focused on regulatory advisory and compliance strategy. The successful candidate will partner with leadership to drive transformation initiatives, assess operating models, and develop compliance strategies. Strong project management...
-
Toronto, Canada Sia Full timeA global management consulting group in Toronto is seeking a professional with 4-6 years of experience in management consulting focused on regulatory advisory and compliance strategy. The successful candidate will partner with leadership to drive transformation initiatives, assess operating models, and develop compliance strategies. Strong project management...
Senior Consultant, Regulatory Compliance Manager
2 hours ago
Nous bâtissons une banque axée sur les relations pour un monde moderne. Nous recrutons des professionnels talentueux et passionnés qui ont à cœur de faire ce qu’il faut pour nos clients. À la Banque CIBC, nous misons sur vos forces et vos ambitions pour vous donner le pouvoir d’agir. Les membres de notre équipe disposent de ce dont ils ont besoin pour apporter une contribution significative et être valorisés, à la fois pour ce qu’ils sont et ce qu’ils font. Pour en savoir plus sur la Banque CIBC, visitez le site .What you’ll be doingThe Senior Consultant, Regulatory Compliance Management (RCM), is a key member of the Capital Markets Compliance, Regulatory Compliance Management team, serving as the Primary Oversight Function (OF) Lead and reporting to the Senior Director. You will supports the RCM Accountable Officer and will be responsible for executing oversight activities while serving as a subject matter expert for specific regulatory requirements, ensuring the Bank’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s RCM Policy and supporting documentation.How you’ll succeedRegulatory Monitoring and Communication – Monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers.Risk Assessment, Compliance Advisory, and Deficiency Management – Conduct comprehensive risk assessments, evaluate new initiatives for regulatory risk, advise on compliance measures, escalate regulatory risks, and coordinate remediation and deficiency management with business units.RCM Library Management – Responsible for ensuring the accuracy and currency of Capital Markets Compliance’s RCM library of regulatory group topics relevant to the Global Control Room. This includes the analysis of relevant laws, regulations and rule books to identify obligations to CMC Canada’s area of oversight.Advisory, Coordination, and Relationship Management – Provide expert guidance on RCM program requirements, collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.Reporting, Documentation, and Effectiveness Assessment – Support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation, and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy.Leadership and Process Optimization – Lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process improvements, and share best practices to drive operational excellence.Who you areYou can demonstrate 5–10 years of progressively responsible business experience or experience in Control Room environments.You have a degree in Business, Finance or Legal domains. It’s an asset if you possess a JD or LLB designation.You can demonstrate proven expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures. It’s an asset if have a deep understanding of risk assessment methodologies, control concepts, and regulatory environments applicable to financial institutions, including the CIBC Control Framework.You can demonstrate strong verbal, written, and presentation abilities, complemented by a proven capacity to build and maintain effective partnerships with internal and external stakeholders. You can demonstrate advanced problem-solving skills, excellent judgment, and the ability to prioritize and manage multiple projects independently in a fast-paced environmentYou can demonstrate knowledge of and experience with the following rules/regulations: Universal Market Integrity Rules, Rule 7.7, NI 62-103, early warning, SEC’s rules on Examination of Information Barriers and CIRO Rule 3400.You can demonstrate a strong legal mindset, with experience interpreting legislation, regulatory guidance, and legal opinions, and translating complex legal requirements into practical, risk-based advice, controls, and business outcomes.Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability.Ce que la Banque CIBC vous offreÀ la Banque CIBC, vos objectifs sont une priorité. En fonction de vos forces et de vos ambitions en tant qu’employé, nous nous efforçons de créer des occasions qui vous permettront d’exploiter votre potentiel. Notre objectif est de vous offrir une carrière, pas uniquement un chèque de paie.Nous nous efforçons de vous récompenser de façon personnalisée et pertinente, notamment en vous offrant un salaire concurrentiel, une rémunération au rendement, des avantages bancaires, l’adhésion à un programme d’avantages sociaux*, à un régime de retraite à prestations déterminées* et à un régime d’achat d’actions par les employés, des vacances, du soutien pour votre bien-être et Créateur de moments, notre programme social de reconnaissance basé sur des points.Grâce à nos espaces et à nos outils technologiques, il devient facile de réunir les grands esprits pour créer des solutions novatrices qui améliorent les choses pour nos clients.Nous favorisons une culture qui encourage l’expression de vos ambitions au moyen d’initiatives comme la journée Raison d’être, une journée de congé payé dont vous pouvez profiter pour investir dans votre croissance et votre perfectionnement.* Sous réserve des modalités du régime et du programmeCe que vous devez savoirLa Banque CIBC s’est engagée à créer un milieu de travail intégrateur où tous les membres de l’équipe et les clients se sentent à leur place. Nous recherchons des candidats dotés d’un large éventail de compétences et offrons une expérience accessible aux candidats. Si vous avez besoin d’une solution d’adaptation, écrivez à .La Banque CIBC s’engage à faire preuve de clarté dans le cadre de son processus d’embauche. Tous les affichages visent à pouvoir des postes pour lesquels nous recrutons activement, à moins d’avis contraire. Vous devez être légalement admissible à travailler au Canada dans les lieux précisés ci-dessus et, s’il y a lieu, détenir un permis de travail ou d’études valide.Nous pourrions vous demander de remplir une évaluation fondée sur les attributs et d’autres tests de compétences (comme la simulation, la programmation, la maîtrise du français) Nous utilisons des outils d’intelligence artificielle pendant le processus de recrutement. Notre objectif pour le processus de demande est d’en apprendre davantage sur vous et sur tout ce que vous avez à offrir, et de vous donner l’occasion d’en apprendre davantage sur nous. Lieu de travailToronto-161 Bay St., 10thType d’emploiPermanentHeures de travail hebdomadaires37.5CompétencesEnquêtes de qualité, Évaluations des risques, Exigences réglementaires, Objectifs stratégiques, Respect de la réglementation, Revues de l'assurance de la qualité
