Senior Manager, Internal Audit – FCC Regulatory Issue Validation
3 days ago
Job Summary
Job Description
What is the opportunity?
The Senior Manager Internal Audit –Financial crimes compliance- FCC Regulatory Issue Validation candidate is a curious, dynamic, adaptable, solution-oriented leader and self-starter. A subject matter expert in risk management with knowledge of the AML/Sanctions regulatory compliance framework and corporate governance preferably from larger financial institutions. You will be leading and assisting in planning and execution of regulatory issue validation, including preparation of audit planning and testing materials, and executing design and operating effectiveness against milestones, leveraging data analytics and data visualization, and development of Audit's Financial Crimes and AML Center of Excellence (CoE). You will also act as a trusted advisor to auditees and business platform/regional audit teams globally.
What will you do?
- Assist with performing regulatory issue validations for Financial Crimes regulatory issues, covering Anti-Money Laundering (AML) or economic sanctions
- Support Head of Global FCC Regulatory Issue validation as well as regional audit heads during regulatory issue validation, including through testing of FCC controls and processes, participating in walk throughs with stakeholders, and facilitating communications internally and with audit stakeholders
- Assist in performance of work outside of validation including assisting with Business As Usual (BAU) FCC audits where needed
- Able to work in a dynamically changing environment and act as a trusted advisor to the business.
- Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
- Contribute to creating and maintaining a positive, collaborative, transparent and productive working environment within the CoE.
- Develop and maintain authentic, positive and productive working relationships with senior leaderships in Financial Crimes and AML and in Audit.
- Actively monitor and assess global Financial Crimes and AML compliance developments and emerging risks.
- Work efficiently in a hybrid based working environment in Bedford, Nova Scotia
What do you need to succeed?
Must-have
- Strong emotional intelligence, leadership and stakeholder management skills to motivate and deliver in a team engagement environment, prioritize client needs, whilst having the ability to multitask, prioritize and adapt to a fast changing environment.
- 7-10 years of experience in risk management; AML, ATF and Sanctions compliance management; in a large financial institution, professional consulting/accounting firm or a compliance/regulatory environment. University degree (e.g. business, accounting, legal) and professional designation in financial crimes/AML (e.g. CAMS, CFCS).
- Excellent written and verbal communication skills, and demonstrated critical thinking.
- Knowledge of key AML/Sanctions compliance regulations (at minimum Canadian (PCMLTFA/R, OSFI, FINTRAC), Asia- Pacific and UK/European regulations in the financial services industry).
- Experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
Nice-to-have
- Professional designation (e.g. ACAMS, audit, risk management certifications).
- Post-graduate degree (e.g. P. Eng., MSc - Data Science).
- Experience in a matrixed organization.
- Experience in an audit lead role.
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities for growth, and opportunities to redefine audit approaches.
Job Skills
Adaptability, Auditing, Commercial Acumen, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Multi-Level Communication, Organizational Savvy and Politics, Results-Oriented, Waterfall ModelAdditional Job Details
Address:
120 WESTERN PKY:BEDFORDCity:
BEDFORDCountry:
CanadaWork hours/week:
37.5Employment Type:
Full timePlatform:
INTERNAL AUDITJob Type:
RegularPay Type:
SalariedPosted Date:
2025-03-12Application Deadline:
2025-05-31Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
-
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager – Financial crimes compliance-FCC Regulatory Issue Validation will provide independent and objective evaluation of the adequacy and effectiveness of...
-
Manager, Financial Crimes and AML, Audit
5 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for business lines within Europe/Asia Pacific and...
-
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML)...
-
Manager, Financial Crimes and AML, Audit
5 days ago
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML)...
-
Analyst, ICFR Internal Audit
6 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeWhat is the opportunity? As Analyst, Internal Audit, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, and other operations within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to deliver audit engagements, including...
-
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the opportunity?The Senior Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution oriented leader and self-starter. A subject matter expert in risk management with knowledge of the AML/Sanctions regulatory compliance framework and corporate governance preferably...
-
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeWhat is the opportunity?The Senior Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution oriented leader and self-starter. A subject matter expert in risk management with knowledge of the AML/Sanctions regulatory compliance framework and corporate governance preferably from larger financial institutions. You will be leading and...
-
Regulatory Affairs Manager
4 days ago
Halifax, Nova Scotia, Canada Entrust Corporation Full timeJob Description:The Digital Compliance Expert will play a critical role in ensuring Entrust's Digital Security Solutions portfolio meets all applicable legal, regulatory, and industry standards, requirements, and related audits. This position requires a deep understanding of compliance regulations, risk management, and auditing practices. As a key member of...
-
Manager, ICFR CoE, Internal Audit
1 week ago
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the opportunity?As Manager, ICFR CoE, you will assist the transformation of RBC's Next Generation of SOX, supporting the ongoing SOX control testing across RBC Enterprise. You will perform testing of internal controls, and peer review, in support of the annual CEO/CFO SOX effectiveness...
-
Manager, ICFR Coe, Internal Audit
6 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeWhat is the opportunity?As Manager, ICFR CoE, you will assist the transformation of RBC's Next Generation of SOX, supporting the ongoing SOX control testing across RBC Enterprise. You will perform testing of internal controls, and peer review, in support of the annual CEO/CFO SOX effectiveness certification. You will also work collaboratively with internal /...
-
Director, Financial Crimes and AML Audit
5 days ago
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob Summary Job DescriptionWhat is the opportunity?The Director, Financial Crimes and AML Audit is a dynamic and adaptable leader, the subject matter expert in risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be driving development of the continuous assurance/monitoring...
-
Director, Financial Crimes and AML Audit
4 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeThe RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC. Oversee the end-to-end execution of...
-
Senior Counsel
2 days ago
Halifax, Nova Scotia, Canada Nova Scotia Barristers' Society Full timeAbout the RoleWe are seeking a Senior Counsel - Regulatory Affairs to join our dynamic legal team within a multinational insurance organization. The successful candidate will provide legal expertise to support the group's operations, manage legal risks, and ensure compliance with regulatory requirements across multiple jurisdictions.This role requires a...
-
Director, Enterprise Risk Management
3 days ago
Halifax, Nova Scotia, Canada League Savings and Mortgage Full timeLeague Savings & Mortgage Company (LSM) is currently accepting applications for a Director, Enterprise Risk Management (ERM) & Regulatory Compliance.Who WE Are:LSM, a credit union owned company, is a federally regulated financial institution based in Nova Scotia. We deliver quality results and offer a collaborative and community focused work place. We strive...
-
Senior Loans Analyst
3 weeks ago
Halifax, Nova Scotia, Canada Farm Credit Canada Full timeTime left to apply End Date: January 13, 2025 (17 days left to apply)Job requisition id: R-1006876Worker Type: PermanentLanguage(s) Required: EnglishTerm Duration (in months):Salary Range (plus eligible to receive a performance-based incentive, applicable to position): $90,710 - $122,726Credit analysis and negotiation skills required:Make things happen for...
-
Director, Enterprise Risk Management
4 days ago
Halifax, Nova Scotia, Canada League Savings and Mortgage Full timeLeague Savings & Mortgage Company (LSM) is currently accepting applications for a Director, Enterprise Risk Management (ERM) & Regulatory Compliance.Who WE Are:LSM, a credit union owned company, is a federally regulated financial institution based in Nova Scotia. We deliver quality results and offer a collaborative and community focused work place. We strive...
-
Cybersecurity Risk Manager
6 days ago
Halifax, Nova Scotia, Canada Sportserve Full timeRole SummaryThis Information Security Specialist role at Sportserve is responsible for developing and implementing comprehensive information security policies, procedures, and controls to safeguard our systems and data against cyber threats. The successful candidate will collaborate closely with cross-functional teams to ensure compliance with regulatory...
-
Quality Assurance
2 days ago
Halifax, Nova Scotia, Canada Solid State Pharma Full timeJob Responsibility Participate in designing, writing and implementing SOPs and documents in compliance with GMP standards, including but not limited to protocols for qualification and validation. Ensure that documentation, complaints, deviations, non-conformances, investigations, corrective and preventative actions, and change control are performed...
-
Manager, Compliance, Risk
2 days ago
Halifax, Nova Scotia, Canada The Government of Nova Scotia Full timeCompetition # : 45536 Department: Finance and Treasury BoardLocation: HALIFAXType of Employment: PermanentUnion Status: Exclusion - Non Union - NSPG Closing Date: 27-Mar-25 (Applications are accepted until 11:59 PM Atlantic Time) About Us At the Department of Finance and Treasury Board, we strive to provide financial leadership, analysis and...
-
Senior Manager IT SOX Compliance Lead
3 weeks ago
Halifax, Nova Scotia, Canada RBC Full timeJob SummarySenior Manager, IT SOX Compliance Lead, Internal Audit is responsible for leading the transformation of RBC's Next Generation of SOX, supporting ongoing IT SOX control testing across RBC Enterprise.This role oversees testing and review documentation prepared by the team, performs testing of higher risk/complexity IT controls, and supports the...