Senior Compliance Analyst
2 weeks ago
OPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering (AML), anti-terrorist financing (ATF), Know Your Customer (KYC), data privacy, and securities regulations. In this role, you will oversee the development, implementation, and maintenance of compliance policies and procedures, working collaboratively with other members of the compliance department to ensure all processes meet regulatory and internal standards. As a Senior Compliance Analyst, you will also play a pivotal role in monitoring compliance activities, analyzing potential risks, and advising on solutions to mitigate regulatory concerns. Your focus will be on assisting in the execution of the compliance strategy, conducting audits, and managing escalated issues while helping to build a strong culture of compliance throughout the organization. The ideal candidate should have a solid background in compliance management, with a strong understanding of financial services or fintech sectors, and the ability to manage multiple priorities in a fast-paced environment. Responsibilities and Duties The responsibilities and expectations of the Senior Compliance Analyst are outlined below: Policy Development and Implementation Develop, implement, and maintain comprehensive written policies and procedures to ensure compliance with AML, ATF, KYC, data privacy, and securities regulations, while aligning with internal compliance standards and best practices. Collaborate with the Chief Compliance Officer to update policies in response to new regulatory developments, ensuring the organization remains compliant with evolving laws. Compliance Monitoring and Auditing Conduct regular audits and compliance reviews to monitor adherence to established policies, identifying potential risks or areas for improvement. Oversee the work of junior compliance specialists, ensuring all compliance tasks are executed efficiently, accurately, and in accordance with organizational standards. Analyze compliance trends and present findings to the Chief Compliance Officer, recommending corrective actions or improvements to enhance compliance processes. Risk Management and Regulatory Support Assist the Chief Compliance Officer in conducting risk assessments and developing strategies to mitigate regulatory risks. Address escalated compliance issues, offering expert guidance to resolve them in accordance with regulatory requirements and internal policies. Act as a key resource for internal teams, providing advice and guidance on regulatory inquiries, particularly during the development and deployment of new products or services. Understanding of Securities Legislation, FINTRAC and MSB laws and regulations, and the ability to translate them into documentation and policies. Cross-functional Collaboration Collaborate closely with other departments, including Product, Engineering, and Customer Success, to ensure compliance requirements are seamlessly integrated into day-to-day operations and new initiatives. Partner with legal advisors to ensure compliance-related activities are aligned with broader legal obligations and industry regulations. Provide input on compliance aspects of customer onboarding,
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Senior Compliance Analyst
2 weeks ago
Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
2 weeks ago
Canada Netcoins Full time €60,000 - €70,000OPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
2 weeks ago
Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money...
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Senior Compliance Analyst
2 weeks ago
Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLYSENIOR COMPLIANCE ANALYST Department: ComplianceJob Level: Senior Analyst Reporting To: Chief Compliance OfficerRole OverviewThe Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
2 weeks ago
Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLYSENIOR COMPLIANCE ANALYST Department: ComplianceJob Level: Senior Analyst Reporting To: Chief Compliance OfficerRole OverviewThe Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
1 week ago
, , Canada Netcoins Full timeSenior Compliance Analyst OPEN TO CANADIAN RESIDENTS ONLY Department: Compliance | Job Level: Senior Analyst | Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money...
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Senior Compliance Analyst
2 weeks ago
New Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
2 weeks ago
New Canada Netcoins Full timeOPEN TO CANADIAN RESIDENTS ONLYSENIOR COMPLIANCE ANALYST Department: ComplianceJob Level: Senior Analyst Reporting To: Chief Compliance OfficerRole OverviewThe Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior Compliance Analyst
2 weeks ago
New Canada, NS Netcoins Full time €60,000 - €70,000OPEN TO CANADIAN RESIDENTS ONLY SENIOR COMPLIANCE ANALYST Department: Compliance Job Level: Senior Analyst Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money laundering...
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Senior FTZ Compliance
5 days ago
, , Canada Arvato Full timeA leading logistics provider is seeking a Senior Foreign Trade Zone Audit & Compliance Analyst in Ontario, CA. The role involves conducting audits for compliance with regulations, monitoring FTZ transactions, and preparing reports. Candidates should have a Bachelor's degree and 5-7 years of relevant experience. Attractive benefits include a salary range of...
