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Compliance and Regulatory Expert

1 month ago

Vancouver, British Columbia, Canada LGM Financial Services, Inc. Full time
Job Description

Key Responsibilities

Reporting to the EVP, Legal and collaborating closely with the Director, Compliance and Market Conduct, the incumbent will act as a resource and one of the main points of contact for providing business stakeholders with general advice and guidance as related to LGM Financial Services, Inc. compliance.

Main Responsibilities:

  • Provide guidance and advice to business stakeholders on compliance-related matters.
  • Collaborate with the Director, Compliance and Market Conduct to develop and implement compliance strategies.
  • Act as a resource for business stakeholders on compliance-related matters.

Requirements:

  • Strong understanding of compliance regulations and guidelines.
  • Excellent communication and interpersonal skills.
  • Ability to work collaboratively with business stakeholders.