Risk Management Specialist

5 days ago


Toronto, Ontario, Canada CI Financial Full time
Job Overview

We are seeking a highly motivated Risk Management Specialist to join our Credit/Finance team at CI Financial. In this role, you will be responsible for monitoring margin accounts, managing risk exposure, and ensuring compliance with internal policies and industry regulations.

This position requires strong analytical skills, attention to detail, and the ability to thrive in a fast-paced environment. If you are passionate about risk management and looking for an opportunity to grow in the financial services industry, we encourage you to apply.

Key Responsibilities:

  • Monitor margin accounts on an intraday basis based on live values and instruct trade desk to liquidate positions or complete forced FX in a clients' account if required.
  • Process and Approve Client Cash Withdrawal Requests.
  • Maintain up-to-date Reports of Bad Debt Clients and involve Compliance and Legal to follow up.
  • Monitor and review of Margin accounts. Distribution of Margin Calls to Retail and Institutional Clients.
  • Respond to the queries of the client by email and answer to all the tickets logged by clients on Credit related queries.
  • Respond to any query related to risk by any internal department.
  • Answer escalated calls of client pertaining to Credit.
  • Review and Report Total Margin and Unsecured Debits to Finance on a Daily basis.
  • Set up reimbursements to clients for interest and risk exposure fee as per the debt agreement and other special agreements.
  • Responsible to review the trades and add margin / cash for trade desk.
  • Responsible for monthly review of US Optionable securities to ensure risk engine is up to date.
  • Responsible for Monthly Stale Procedures.
  • Complete Second check of Account Opening when required.
  • Responsible to manually update Mutual Fund Margin on a Daily basis as it takes an additional day to reflect on Pario.
  • Responsible to ensure that data of indebt accounts are deactivated and accounts are not charged.


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