Senior Risk Management Specialist

4 weeks ago


Toronto, Ontario, Canada CI Financial Full time

At CI Financial, we're committed to creating a safe and inclusive work environment where everyone has a voice. We're seeking a skilled professional to join our team as a Senior Analyst, Internal Controls. In this role, you'll play a critical part in enhancing our overall control environment through the development and testing of Internal Controls over Financial Reporting and our Board-approved internal audit plan.

Key Responsibilities:

  • Assist with planning, coordinating, and executing all phases of NI 52-109 compliance.
  • Conduct audit scoping and risk assessments.
  • Develop and evaluate controls, including risk and controls matrices and process flowcharts.
  • Ensure controls are properly designed for all in-scope processes and global entities.
  • Review documentation of results of testing.
  • Perform testing, including design and operating effectiveness testing, and work with management to ensure remediation of control deficiencies.
  • Provide technical guidance and advice to control owners for remediation of internal control gaps.
  • Ensure any control gaps are remediated and re-tested by year-end.
  • Continuously evaluate current sets of in-scope controls and recommend ways to rationalize and optimize controls through automation.
  • Consult on new business initiatives, accounting policy changes, personnel changes, and acquisitions, and assess the impact of these changes on internal controls.
  • May be required to assist in the coordination and receipt of SOC1 and SOC2 reports from third-party providers, completed SOC report assessments, and work with management to identify and document controls necessary to rely upon such reports.
  • Liaise with External Audit and proactively coordinate audits to ensure coordination of the PBC request process to minimize the impact on the business and align test results.
  • Support the preparation of material, presentations, and other documentation as required for periodic management and Audit Committee meetings.
  • Facilitate the coordination of quarterly business sub-certifications to support the CEO/CFO certification filing.
  • Provide internal controls training to control owners.
  • May be required to assist operational internal audits.


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