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Senior Risk Governance Executive

1 week ago

Ottawa, Ontario, Canada Moomoo Financial Inc. Full time
Risk Management Role
The Senior Manager, Risk Management Brokerage is responsible for overseeing the organization's risk management function, providing strategic direction, and ensuring adequate oversight and tools are in place to monitor client positions and compliance with Canadian regulatory requirements. This role involves developing and implementing risk frameworks for a mid-sized discount broker, including policies, standards, and procedures to proactively identify, assess, and mitigate risks.

The role also involves driving research, development, and implementation of innovative processes, technologies, and operational models to enhance risk management capabilities across the organization. You will work closely with executive teams and senior business management/partners to develop proactive strategies, tactics, policies, and programs to effectively manage regulatory/compliance issues.