Senior Analyst, Internal Controls Expert

7 days ago


Toronto, Ontario, Canada CI Financial Full time

Enhance the overall control environment at CI Financial as a Sr. Analyst, Internal Controls.

About CI Financial

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms.

We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice. Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential.

Ambitious employees with a desire to commit to a curious mindset for continuous learning thrive at CI.

Job Overview

This role reports to the Director, Internal Audit and Controls, and is responsible for enhancing the overall control environment at CI Financial.

The successful candidate will develop and test internal controls over financial reporting and the board-approved internal audit plan.

Key Responsibilities
  1. Assist with planning, coordinating, and executing all phases of NI 52-109 compliance.
  2. Assist with audit scoping and risk assessments.
  3. Perform documentation, including risk and controls matrices and process flowcharts, and evaluate controls.
  4. Evaluate current controls and recommend ways to rationalize and optimize controls through automation.
  5. Consult on new business initiatives, accounting policy changes, personnel changes, and acquisitions, assessing their impact on internal controls.
  6. Liaise with External Audit and coordinate audits to ensure coordination of the PBC request process.
  7. Support the preparation of material, presentations, and other documentation for periodic management and Audit Committee meetings.
Requirements

We are seeking a highly skilled professional with:

  • Good understanding of risks and controls for Business Processes.
  • Detail-oriented and able to work well under pressure, accustomed to project work with tight deadlines.
  • Creative problem-solving skills and self-motivation.
  • Strong written and interpersonal skills.
  • Knowledge of internal auditing standards, procedures, techniques, and internal controls.
What We Offer

We offer a comprehensive compensation package, including:

  • $85,000 - $115,000 per year (estimated salary range).
  • Flexible & Hybrid Work Program.
  • Equipment Purchase Program.
  • Training Reimbursement.
  • Paid Professional Designations.
  • Employee Share Purchase Program (ESPP).
  • Corporate Discount Program.
  • Enhanced group benefits.


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