Financial Governance Expert
3 days ago
Sun Life Financial is committed to attracting and retaining top talent. As a Trade Supervision Manager, you will play a critical role in ensuring the quality and integrity of our business practices.
About the Job:The Business Governance & Controls (BG&C) team is responsible for first-line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while putting the Client's interests and experience first.
Responsibilities:- Conduct Tier 1 supervision activities, including daily and monthly trade reviews, close supervision and new registrant supervision.
- Effectively manage queries and other tasks to support trade supervision within the broader team.
- Through daily trade review activities identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
- Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
- Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem.
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Compliance and Governance Expert
4 days ago
Waterloo, Ontario, Canada Sun Life Financial Full timeAbout Our Team:The CTO GRC team is a strategic business partner that supports the Chief Technology Officer and leadership team in all activities pertaining to operational risk, governance, and compliance. We partner with first and second-line governance stakeholders to ensure adherence to regulatory and internal processes and directives, manage risk, and...
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Audit, Governance and Compliance Analyst
2 weeks ago
Waterloo, Ontario, Canada Sun Life Financial Full timeAudit, Governance and Compliance AnalystApply locations: Toronto, Ontario; Waterloo, Ontario; North York, OntarioTime type: Full timePosted on: Posted 2 Days AgoJob requisition id: JR00105710You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic...
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Risk Governance Professional
7 days ago
Waterloo, Ontario, Canada Sun Life Financial Full timeKey ResponsibilitiesAdvance and enhance Sun Life's Enterprise Regulatory Compliance Management (RCM) program by championing industry best practices and providing active change management leadership to drive continuous improvements in the RCM framework.Act as an RCM expert and relationship manager by fostering collaboration and strong working relationships...
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Risk Oversight and Governance Expert
13 hours ago
Waterloo, Ontario, Canada Definity Financial Corporation Full timeDefining SuccessThe Sr. Manager, Financial Risk Oversight will be considered successful if they are able to effectively manage the company's financial risks, provide timely and accurate risk reports, and develop and implement policies and procedures to maintain regulatory compliance. This will require strong collaboration with various stakeholders, including...
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Risk Management Specialist
4 days ago
Waterloo, Ontario, Canada Sun Life Financial Full timeAbout Us:At Sun Life Financial, we're committed to creating a brighter future for our clients. We believe that every individual, family, and community deserves access to quality healthcare, financial security, and peace of mind. As a strategic business partner, the Chief Technology Office (CTO) Governance, Risk and Compliance (GRC) team supports the Chief...
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Regulatory Affairs Expert
7 days ago
Waterloo, Ontario, Canada Sun Life Financial Full timeAbout the RoleThe Manager of Regulatory Compliance Management will provide direction and maintenance of effective Compliance Program Framework elements, including Compliance Governance, Issues Management, Regulatory Change Management, Compliance Risk Assessment, and Compliance Reporting.As a subject matter expert, you will utilize your analytical and...
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Data Governance Strategist
3 days ago
Waterloo, Ontario, Canada Verily Full timeAt Verily, we are committed to bringing the promise of precision health to everyone, every day. As a Data Governance Strategist, you will play a key role in shaping our data governance strategy and driving successful implementation across the organization.About the RoleDevelop and maintain a comprehensive data governance product strategy aligned with our...
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Definity Financial Corporation Risk Lead
5 days ago
Waterloo, Ontario, Canada Definity Financial Corporation Full timeThis role is responsible for managing the Enterprise Risk Management (ERM) program at Definity Financial Corporation. The ERM program aims to identify, assess, mitigate, govern and report on enterprise risks. This role requires strong leadership skills, attention to detail and excellent communication skills.Main ResponsibilitiesERM Program Development:...
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AML Compliance Lead
4 days ago
Waterloo, Ontario, Canada Manulife Financial Full timeThe Anti-Money Laundering (AML) Operations team at Manulife Financial plays a critical role in ensuring compliance with anti-money laundering and anti-terrorist financing regulations. The team's primary responsibility is to ensure that all Canadian domiciled entities of Manulife are compliant with these regulations.As the Senior AML Compliance Lead, you will...
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Online Editor in Chief
3 weeks ago
Waterloo, Ontario, Canada Centre for International Governance Innovation (CIGI) Full timeThe Centre for International Governance Innovation (CIGI) is an independent, non-partisan think tank whose peer-reviewed research, foresight and trusted analysis influence policy makers to innovate. With the engagement of a global network of experts and contributors, CIGI tackles the governance challenges and opportunities of data and transformative...
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Data Governance Analyst
4 weeks ago
Waterloo, Ontario, Canada Ontario Teachers Insurance Plan Full timeAbout UsWe believe that something special happens when employees feel valued for the work they do, supported as the people they are, and included in the very fabric of the organization: they bring their best to work every day.We put our people at the centre of everything we do, and we're growing our way into a future that reimagines what it means to deliver...
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Claims Investigation and Resolution Expert
8 hours ago
Waterloo, Ontario, Canada Definity Financial Corporation Full timeAs a Claims Investigation and Resolution Expert at Definity Financial Corporation, you will be accountable for investigating and resolving complex accident benefit claims. This involves working closely with claimants, representatives, and other stakeholders to gather information, assess coverage, and make informed decisions.To succeed in this role, you will...
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Director of Financial Strategy
4 days ago
Waterloo, Ontario, Canada Equitable Life of Canada Full timeAbout the RoleThe Director, Finance – Savings & Retirement is responsible for leading the accounting and finance team to drive strategic priorities and provide timely financial data to support business decisions. This role requires a strategic thinker with expertise in accounting standards, financial controls, and data analytics.In this role, you will...
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Data Governance Analyst
3 days ago
Waterloo, Ontario, Canada Ontario Teachers Insurance Plan Full timeWith every job, there's always the question of "why". Why join a company? Why be part of their mission? Here, the why is easy. It's because at some point, we've all needed someone there for us.At the OTIP Group of Companies (OGC), we believe that something special happens when employees feel valued for the work they do, supported as the people they are, and...
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Finance Leadership Expert
4 days ago
Waterloo, Ontario, Canada Equitable Life of Canada Full timeJob SummaryWe are seeking an experienced Finance Leader to join our dynamic team as the Director, Finance – Savings & Retirement. In this role, you will be a strategic partner to the business, driving our strategic priorities with your insights and forward-thinking analysis.As the Director, Finance for Savings & Retirement, you will play a key role in...
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Enterprise Risk Governance Manager
3 hours ago
Waterloo, Ontario, Canada Definity Financial Corporation Full timeDefinity Financial Corporation is seeking an experienced Risk Management Lead to join our team. In this critical role, you will be responsible for managing and implementing our enterprise-wide risk management strategy and process.As a seasoned professional in risk management, you will work closely with key stakeholders to identify, assess, and mitigate risks...
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Managing Editor, CIGI Online
3 weeks ago
Waterloo, Ontario, Canada Centre for International Governance Innovation (CIGI) Full timeThe Centre for International Governance Innovation (CIGI) is an independent, non-partisan think tank whose peer-reviewed research, foresight and trusted analysis influence policy makers to innovate. With the engagement of a global network of experts and contributors, CIGI tackles the governance challenges and opportunities of data and transformative...
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Managing Editor, CIGI Online
2 weeks ago
Waterloo, Ontario, Canada Centre for International Governance Innovation (CIGI) Full timeThe Centre for International Governance Innovation (CIGI) is an independent, non-partisan think tank whose peer-reviewed research, foresight and trusted analysis influence policy makers to innovate. With the engagement of a global network of experts and contributors, CIGI tackles the governance challenges and opportunities of data and transformative...
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Managing Editor, CIGI Online
3 weeks ago
Waterloo, Ontario, Canada Centre for International Governance Innovation (CIGI) Full timeThe Centre for International Governance Innovation (CIGI) is an independent, non-partisan think tank whose peer-reviewed research, foresight and trusted analysis influence policy makers to innovate. With the engagement of a global network of experts and contributors, CIGI tackles the governance challenges and opportunities of data and transformative...
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Financial Analyst
1 week ago
Waterloo, Ontario, Canada Wilfrid Laurier University Full timeDepartment: Student and Ancillary ServicesJob Type: ContinuingFull-time/Part-time: Full Time (>=1249 hrs/year)Campus: WaterlooReports to: Manager, Ancillary FinanceEmployee Group: WLUSAApplication Deadline: March 7, 2025Requisition ID: 9072Wilfrid Laurier University is a leading multi-campus university that excels at educating with purpose. Through its...