Global Trade Surveillance Director
5 days ago
About the Role
This is a critical leadership position within our Compliance and Risk Management team. The Director, Global Compliance Trade Surveillance will lead a team of compliance professionals responsible for multijurisdictional trade surveillance, ensuring adherence to regulatory requirements.
Key Accountabilities
- Lead and mentor a team of compliance professionals.
- Establish and implement risk assessments and programs to drive compliance.
- Develop and maintain effective surveillance systems and processes.
- Provide regular reporting to stakeholders on regulatory compliance status.
- Champion a high-performance environment and implement a people strategy.
Requirements
- College Diploma or University Degree preferred.
- 3-5 years of management experience or leading a team of direct reports.
- 5 or more years of directly relevant investment industry experience.
- Strong written and verbal business communication skills.
- Superior knowledge of Microsoft applications.
- Strong analytical skills and a keen eye for detail.
-
Global Compliance Trade Surveillance Director
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 203745Scotiabank is seeking a highly skilled and experienced Director, Global Compliance Trade Surveillance to lead a dynamic team of compliance professionals responsible for multijurisdictional trade surveillance of the activities conducted by the Wealth Management and Global Banking and Markets & Treasury business lines in designated...
-
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 203745At Scotiabank, we are committed to results in an inclusive and high-performing culture.PurposeLead a dynamic team of compliance professionals responsible for multijurisdictional trade surveillance of the activities conducted by the Wealth Management and Global Banking and Markets & Treasury business lines in designated jurisdictions to...
-
Global Compliance Trade Surveillance Director
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 203745PurposeAs a key member of the Scotiabank team, you will lead a dynamic team of compliance professionals responsible for multijurisdictional trade surveillance of the activities conducted by the Wealth Management and Global Banking and Markets & Treasury business lines in designated jurisdictions to assure adherence with regulatory...
-
Old Toronto, Ontario, Canada TD Full timeJob Title: AVP, Compliance, Trade Surveillance and Communications, TDSJob Summary:The AVP, Compliance, Trade Surveillance and Communications, TDS is responsible for leading a team of compliance professionals in overseeing, reviewing, and enhancing the surveillance program for market abuse and electronic communications across regional lines of TD Securities...
-
Old Toronto, Ontario, Canada TD Full timeJob Title: AVP, Compliance, Trade Surveillance and Communications, TDSJob Summary:The AVP, Compliance, Trade Surveillance and Communications, TDS is responsible for leading a team of compliance professionals in overseeing, reviewing, and enhancing the surveillance program for market abuse and electronic communications across regional lines of TD Securities...
-
Old Toronto, Ontario, Canada TD Full timeJob Summary:The AVP, Compliance, Trade Surveillance and Communications, TDS is responsible for overseeing regulatory compliance across TD Securities in accordance with the Global Compliance Operating Framework. This role involves leading a team of compliance professionals responsible for reviewing and enhancing the surveillance program for market abuse and...
-
Old Toronto, Ontario, Canada Scotiabank Full timeAs a Compliance Officer, Trade Surveillance Specialist at Scotiabank, you will play a critical role in ensuring the integrity of our trade surveillance program. Your primary responsibility will be to conduct post-trade market surveillance to identify and adjudicate alerts within the sector(s) you are responsible for supporting. You will also review...
-
Toronto, Ontario, Canada Scotiabank Full timeKey ResponsibilitiesThe Senior Compliance Officer, Trade Surveillance will directly conduct capital markets trading related surveillance, monitoring, and support for the Global Banking and Markets & Treasury business division of Scotiabank. This role is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Global Banking and Markets team. As a key member of our Trade Surveillance team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support.Key Responsibilities:Conduct...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Global Banking and Markets team. As a key member of our Trade Surveillance team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support.Key Responsibilities:Conduct...
-
Compliance Director
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, Global Compliance Trade SurveillanceRequisition ID: 203745Scotiabank is seeking a highly skilled and experienced professional to lead our global trade surveillance program. As a key member of our Compliance team, you will be responsible for ensuring the effective implementation and maintenance of our trade surveillance systems and...
-
Compliance Director
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, Global Compliance Trade SurveillanceRequisition ID: 203745Scotiabank is seeking a highly skilled and experienced professional to lead our global trade surveillance program. As a key member of our Compliance team, you will be responsible for ensuring the effective implementation and maintenance of our trade surveillance systems and...
-
Toronto, Ontario, Canada Scotiabank Full timeSenior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets & Treasury business division.Key...
-
Toronto, Ontario, Canada Scotiabank Full timeSenior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets & Treasury business division.Key...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Compliance Officer, Trade SurveillanceRequisition ID: 205599Scotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets &...
-
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets & Treasury business...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Compliance Officer, Trade SurveillanceScotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets & Treasury business...
-
Compliance Director
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, Global Compliance Trade SurveillanceRequisition ID: 203745Scotiabank is seeking a highly skilled and experienced professional to lead our global trade surveillance program. As a key member of our Compliance team, you will be responsible for ensuring that our trading activities are in compliance with regulatory requirements and internal...
-
Compliance Director
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, Global Compliance Trade SurveillanceRequisition ID: 203745Scotiabank is seeking a highly skilled and experienced professional to lead our global trade surveillance program. As a key member of our Compliance team, you will be responsible for ensuring that our trading activities are in compliance with regulatory requirements and internal...
