Compliance Testing Lead

5 days ago


Toronto, Ontario, Canada Scotiabank Full time
Job Title: Senior Manager, Compliance Testing

The Global Compliance Testing program is seeking a seasoned professional to lead the Corporate Functions team in assessing compliance controls.

Key Accountabilities:

  1. Develop and execute compliance testing plans for Corporate Functions to ensure alignment with regulatory requirements.
  2. Maintain relationships with Business Line Compliance, Internal Audit, and first line teams to ensure smooth execution of test plans.
  3. Proactively identify potential violations/risk of non-compliance and provide recommendations to mitigate compliance risk.
  4. Build a high-performance environment and implement a people strategy that attracts, retains, develops, and motivates the team.

Requirements:

  1. Post-Secondary education - CPA or MBA is desirable.
  2. A minimum of 5+ years of compliance, audit, or regulatory exam support experience with at least 3+ years of which should involve testing or audit.
  3. Advanced knowledge of regulatory, compliance, and industry requirements.
  4. Demonstrated leadership and people management skills.


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