Compliance Testing Lead
5 days ago
The Global Compliance Testing program is seeking a seasoned professional to lead the Corporate Functions team in assessing compliance controls.
Key Accountabilities:
- Develop and execute compliance testing plans for Corporate Functions to ensure alignment with regulatory requirements.
- Maintain relationships with Business Line Compliance, Internal Audit, and first line teams to ensure smooth execution of test plans.
- Proactively identify potential violations/risk of non-compliance and provide recommendations to mitigate compliance risk.
- Build a high-performance environment and implement a people strategy that attracts, retains, develops, and motivates the team.
Requirements:
- Post-Secondary education - CPA or MBA is desirable.
- A minimum of 5+ years of compliance, audit, or regulatory exam support experience with at least 3+ years of which should involve testing or audit.
- Advanced knowledge of regulatory, compliance, and industry requirements.
- Demonstrated leadership and people management skills.
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