Director of Operational Risk Management

4 days ago

Old Toronto, Ontario, Canada Sun Life Financial Full time
Job Title: Director, Regulatory Compliance and Risk Management

At Sun Life Financial, we are seeking a highly skilled Director, Regulatory Compliance and Risk Management to join our team. As a key member of our Risk and Compliance, Enterprise Asset Management Team, you will play a critical role in providing oversight and challenge of the effectiveness and resilience of operational risk practices, processes, and initiatives across the General Account and Segregated Account assets of Sun Life.

Key Responsibilities:
  • Provide governance oversight of policies, operating guidelines, and practices that set the standard for the management of operational risk in Sun Life and Asset Management Business.
  • Support the effective implementation of changes to operational risk policies and standards to ensure compliance with Sun Life Standard as well as regulatory requirements.
  • Coordinate validation of compliance attestations and testing of compliance to risk policies within asset management business.
Operational Risk Programs:
  • Ensure proper identification, measurement, and management of operational risks.
  • Review and challenge Operational Risk Events ('ORE') by ensuring root cause analysis is conducted to identify process or control breakdown. Perform trend analysis to derive potential thematic risk reviews to improve control effectiveness.
  • Support, review, and challenge Risk Control Self Assessments ('RCSA') produced by Line 1B Risk.
  • Partner with Line 1B Risk and Business on critical processes and key controls library documentation as well as develop testing programs.
  • Review, update, and develop Key Risk Indicators ('KRIs') against the various operational risks.
  • Partner with control functions to enhance issue management programs.
Risk Reporting:
  • Support in developing a sound and insightful Line 2 operational risk reporting framework by partnering with Line 1B Risk and Compliance.
  • Produce reports on Operational Risk Profile and risk presentations for asset management business to senior management.
Change Management:
  • Support Corporate initiatives such as OSFI B-10 TPRM and E-21 Operational Risk Management and Resilience and ensure regulatory compliance in the asset management business.
  • Keep abreast of regulatory updates and developments in North America (such as OSFI, SEC etc.) as well as industry trends such as climate risk.
  • Support identification of emerging risks related to asset management business by potentially leveraging applications or AI solutions.

Requirements:

  • Completion of a Bachelor's degree or equivalent.
  • Financial services experience (7+ years), with a background in Risk Management and/or Compliance within asset management business.
  • Strong data analytic skills, data analysis, and data visualization by leveraging tools such as Tableau or PowerBI or AI applications to produce insightful results and potential automation.
  • Advanced Microsoft Office skills.
  • Good knowledge of the overall value chains in investment management.
  • Ability to build strong working relationships across various functional areas, professions, and management levels.

At Sun Life Financial, we are committed to creating a diverse and inclusive work environment where our employees can thrive. We strive to create a flexible work environment where our employees are empowered to do their best work.

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