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Compliance Risk Manager

1 week ago

Toronto, Ontario, Canada CI Financial Full time
Company Overview:
Career Opportunities at CI Financial
We are a leading financial services organization committed to providing our clients with innovative investment and wealth management solutions.

Sector Overview:
The Wealth Management sector is a key growth area for CI Financial, with a focus on delivering exceptional client service and building long-term relationships.

About the Role:
We are seeking an experienced Senior Compliance Officer to join our team in this dynamic and challenging role. The successful candidate will be responsible for ensuring that our business operations comply with relevant securities laws and regulations, while also identifying and mitigating potential risks.

Main Responsibilities:
- Provide strategic support to the Director, Compliance and Senior Management in compliance-related matters.
- Develop and implement effective compliance programs and procedures to ensure regulatory compliance.
- Collaborate with cross-functional teams to identify and address compliance risks and issues.
- Analyze data and metrics to inform compliance decisions and initiatives.
- Develop and maintain relationships with regulatory bodies and industry associations to stay up-to-date on changing regulations and best practices.

Requirements:
- Minimum 5 years' experience in a compliance or regulatory role within the securities industry.
- Strong knowledge of securities legislation and regulations, including IIROC and MFDA rules and guidelines.
- Excellent analytical, problem-solving, and communication skills.
- Ability to work independently and collaboratively as part of a team.
- Strong attention to detail and organizational skills.

Benefits:
We offer a competitive compensation package, comprehensive benefits program, and opportunities for professional development and growth.