Compliance Officer

We are seeking a detail-oriented and organized Compliance Officer to join our team at Fermar. As a Compliance Officer, you will be responsible for ensuring that our Quality Management System (QMS) is developed, implemented, and maintained in compliance with industry standards and regulations.Your primary responsibilities will include providing administrative...

Scope of Position The Compliance Officer role will support the Regulatory Compliance Management framework. They are considered a subject matter expert on the regulatory controls. The key activities include analyzing and assessing risks related to regulations according to compliance policy and procedures, execute the ongoing monitoring and control testing...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - InstitutionalLocation:Toronto, ON or Calgary, ABContract - 18 MonthsThe Client:Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance Officer to join...

Compliance Officer Job OpportunityTekStaff IT Solutions is seeking a Compliance Officer to join our team. The successful candidate will have 8+ years of relevant working experience, with 3+ years in the Audit function and 3+ years of work experience in Credit and Fraud Risk management.About the Role:The Compliance Officer will be responsible for ensuring...

Job Summary:The primary responsibility of this role is to execute core compliance processes, monitoring and reporting activities.Main Responsibilities:Develop policies, procedures, and perform annual reviews of existing policies and procedures.Prepare process work flows and job aids.Assist in core compliance activities.Execute compliance monitoring...

Job Description:Overview: We are seeking a Compliance Due Diligence Analyst to conduct thorough due diligence on existing clients to ensure adherence to regulatory requirements. The ideal candidate will have experience in performing compliance reviews and possess strong attention to detail and communication skills.Daily Responsibilities:A typical day will...

Nexus Systems Group Inc. is seeking a Compliance Officer to join our team.About the RoleIn this role, you will be responsible for identifying and assessing materiality of control weaknesses, ensuring that facts are gathered and the root cause of problems is determined. Your primary focus will be on preparing and reviewing audit findings, as well as drafting...

We are seeking an experienced Compliance Officer - Records to join our team at Netintegrity Inc. As a Compliance Officer, you will play a vital role in ensuring the organization's compliance with laws, regulations, and industry standards related to records management.Key responsibilities include identifying and mitigating risks associated with...

We are seeking an accomplished Compliance Officer Director to lead our Compliance efforts. As a seasoned professional, you will oversee the development and implementation of Compliance programs, policies, and procedures to maintain the integrity and credibility of Citibank (Switzerland) AG.Main Responsibilities:Chief Compliance Officer for Citigroup Global...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.We are...

At Equitable Group, we are seeking a highly skilled Senior Compliance Officer to join our team. This role is responsible for ensuring the Bank's compliance with international and local sanctions regulations.The Senior Compliance Officer will investigate potential sanctions violations, advise business units on sanctions-related risks, conduct sanctions...

AML Compliance ProfessionalWe are seeking a seasoned Compliance Officer Investigator to join our team. In this role, you will play a key part in complying with legislative requirements and mitigating risk to RBC in line with established policy.As a Compliance Officer Investigator, you will be responsible for planning, conducting, and completing risk-based...

Join to apply for the Chief Compliance Officer role at OTT Financial GroupOTT Pay Inc. is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty...

At Capital One, we are committed to fostering a culture of compliance and risk management. As a Senior Manager of Privacy Compliance, you will play a key role in ensuring that our technology-focused business remains dynamic and well-controlled.You will be part of a team that provides expert advice to the business on privacy issues and legal requirements....

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.  JOB...

Key ResponsibilitiesAs a Safety and Compliance Officer, you will be responsible for ensuring fire safety at all Homes First sites by participating in the provision of Fire Safety and Prevention programs.This includes ensuring compliance with Toronto Fire safety regulations, including door clearance, emergency exit signs, and alarm functionality.You will also...

We are seeking an AML Compliance Officer for 6 months contract, responsible for ensuring the organization's adherence to Anti-Money Laundering (AML) regulations and policies. This role involves monitoring transactions, conducting investigations, and implementing compliance strategies to mitigate financial crime risks. The officer will work closely with...

Friday, February 7, 2025Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more....