Financial Risk Control Specialist

6 days ago


Toronto, Ontario, Canada CI Financial Full time

At CI Financial, we believe in creating a work environment where everyone feels valued and empowered to make meaningful contributions.

Job Summary

We are seeking a highly motivated Risk Analyst to join our Credit/Finance team. In this role, you will be responsible for monitoring margin accounts, managing risk exposure, and ensuring compliance with internal policies and industry regulations.

You will work closely with the trade desk, finance, and compliance teams to mitigate risk while providing excellent support to clients and internal stakeholders.

If you are passionate about risk management and looking for an opportunity to grow in the financial services industry, we encourage you to apply.

  1. Monitor margin accounts on an intraday basis based on live values and instruct trade desk to liquidate positions or complete forced FX in a client's account if required.
  2. Maintain up-to-date reports of bad debt clients and involve Compliance and Legal to follow up.
  3. Monitor and review margin accounts.
  4. Respond to any query related to risk by any internal department.
  5. Set up reimbursements to clients for interest and risk exposure fee as per the debt agreement and other special agreements.
  6. Responsible for monthly review of US Optionable securities to ensure risk engine is up to date.
  7. Complete second check of account opening when required.
  8. Responsible to ensure that data of indebt accounts are deactivated and accounts are not charged.


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