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Compliance Risk Manager

1 week ago

Toronto, Ontario, Canada Equitable Group Full time

At Equitable Group, we're seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity to leverage your expertise in regulatory compliance and risk management to ensure the Bank's Regulatory Compliance Program operates effectively.

About the Role
  • We're looking for someone with extensive experience in conducting monitoring and testing activities on controls related to regulatory compliance, including the Bank Act, Anti-Money Laundering/Anti-Terrorist Financing, Privacy, Consumer Provisions, Whistleblower, FATCA, and CASL.
  • You will be responsible for analyzing data from various sources to identify trends, patterns, and potential risks related to compliance, and assisting in the development and maintenance of compliance testing and monitoring procedures and protocols.
  • In addition, you will provide support and guidance to the Compliance team and business units on compliance-related matters, including issues management, and participate in compliance-related projects and initiatives as required.
Your Skills and Qualifications
  • We require a degree in business, finance, law, or a related field, or a minimum of 5 years of work-related experience in a federally regulated financial institution.
  • You must have specialized knowledge and experience in regulatory compliance, policies and procedures development, risk management disciplines, and best practices.
  • Excellent listening, written, and verbal communication skills are essential, as you will interact with all levels of management and influence a wide range of internal audiences.
  • Strong judgment, a practical approach, and commitment to achieving excellence in regulatory compliance management are also necessary.
What We Offer
  • A competitive discretionary bonus
  • A market-leading RRSP match program
  • Medical, dental, vision, life, and disability benefits
  • An Employee Share Purchase Plan
  • Maternity/Parental top-up while you care for your little one
  • A generous vacation policy and personal days
  • Virtual events to connect with your fellow colleagues
  • An annual professional development allowance and a comprehensive Career Development program

Equitable Group is deeply committed to inclusion and supports employee growth both professionally and personally.