Regulatory Investigation Manager

Job SummaryWe are seeking an experienced Regulatory Affairs Lead to oversee the administration and investigation of complaints made against licensed engineers and Certificate of Authorization holders under the Professional Engineers Act.About the RoleThe successful candidate will lead a team of investigators, analysts, and support personnel, working closely...

As we move through a period of exciting transformation and organizational change, Professional Engineers Ontario (PEO) has an immediate opening for a Manager, Complaints & Investigations. Under the authority of the Professional Engineers Act, PEO licenses and governs over 91,500 licence and certificate holders and regulates the practice of professional...

About the RoleWe are seeking an experienced AML Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our regulatory compliance team, you will be responsible for conducting end-to-end enhanced due diligence reviews and investigations of high-risk customers.Job SummaryThe successful candidate will have a strong...

Job DescriptionWe are seeking a skilled Financial Crime Risk Investigator to join our team. As a key member of our compliance function, you will play a critical role in identifying and mitigating financial crime risks across various business lines.About the RoleThis is a senior-level position that requires expertise in financial crime risk management,...

Job SummaryWe are seeking a seasoned Investigator to join our team at Equitable Bank. As a key member of our Corporate Security department, you will be responsible for conducting complex investigations and managing risk in the financial services sector.About the RoleThis is a critical role that requires a strong analytical mindset, excellent communication...

We are seeking a highly skilled Financial Crime Investigations Manager to lead our team in investigating, reporting, and mitigating AML risk. Reporting to an executive in the Financial Crimes Risk Management AML Financial Intelligence Unit, you will be responsible for guiding management on reasonable grounds to suspect (RGS), FINTRAC/OSFI, and other...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Professional Engineers Ontario. This is an excellent opportunity for an experienced professional to lead the administration and investigation of complaints made against licensed engineers and Certificate of Authorization holders.

Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team in Toronto.Job Description:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and analyzing changes in laws and...

About this Role:We are seeking a highly skilled Financial Crimes Investigator to join our Equitable Bank team. This role will be responsible for conducting complex investigations to identify and prevent financial crimes, ensuring the integrity of our operations and protecting our customers.Key Responsibilities:Conduct thorough investigations of financial...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

Regulatory Leader WantedWe are seeking a highly skilled and experienced Regulatory Leader to join our team at Professional Engineers Ontario. This is an exceptional opportunity for a talented professional to lead our Complaints and Investigations department, driving excellence in regulatory investigations and ensuring the public interest.

Job Title: AML AnalystAbout the Job:We are seeking an experienced AML Analyst to join our team at Randstad Canada. As an AML Analyst, you will play a critical role in supporting our client in detecting and preventing financial-related crimes.Key Responsibilities:Perform quality checks on a broad range of money laundering investigation-related activities to...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our Wealth Management team. This role will be responsible for supporting the Wealth Management Complaints and Investigations program in handling client complaints, regulatory reporting, and response obligations.About the RoleAssess, analyze, and investigate client complaints...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

Job OverviewEquitable Bank is seeking a highly skilled Financial Crime Investigator Lead to join our Corporate Security team. In this critical role, you will be responsible for leading and managing complex investigations, ensuring compliance with regulatory requirements, and upholding the highest ethical standards.ResponsibilitiesLead and manage complex...

Scotiabank is a leading bank in the Americas. Guided by our purpose, "for every future", we help our customers achieve success through a broad range of advice, products and services.Job Type: Full-timeJob Description:Role Summary:This role will support the Wealth Management Complaints and Investigations program in handling client complaints, regulatory...

Job Summary: As a Senior AML Investigations Manager within the Royal Bank of Canada's (RBC) Anti-Money Laundering (AML) Financial Intelligence Unit (FIU), you will be responsible for leading high-priority investigations and implementing training programs to ensure compliance with regulatory requirements.About Us: RBC is committed to building inclusive teams...

Company OverviewThe Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, delivering legendary customer experiences to millions of households and businesses.We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.Salary and BenefitsAs a Senior...

About the RoleWe are seeking a highly skilled Forensic Auditor to join our team at the Law Society of Ontario. As a key member of our Investigation Services Department, you will play a critical role in ensuring the integrity of the legal profession by conducting thorough and impartial investigations into allegations of professional misconduct.Key...

Job SummaryThis role plays a key part in complying with legislative and regulatory requirements, while mitigating risk to RBC, in line with established policy.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into matters identified from media scans, transaction monitoring, and Unusual Transaction Reporting via internal...