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Regulatory Affairs Expert

2 weeks ago

Toronto, Ontario, Canada Net2Source Inc. Full time

We are seeking a highly skilled Regulatory Affairs Expert to join our team at Net2Source Inc. as a Compliance Policy Specialist.

About the Job

In this critical role, you will be responsible for developing and implementing compliance policies and procedures, responding to client complaints, regulatory inquiries, and conducting investigations. You will also develop policy and training content to support Compliance and licensed agents/representatives. Additionally, you will prepare reports that identify statistics and trends for internal and external stakeholders.

Responsibilities
  1. Develop and implement compliance policies and procedures, ensuring alignment with regulatory requirements.
  2. Respond to client complaints, regulatory inquiries, and conduct investigations.
  3. Develop policy and training content to support Compliance and licensed agents/representatives.
  4. Prepare reports that identify statistics and trends for internal and external stakeholders.
  5. Collaborate with cross-functional teams to ensure effective implementation of compliance policies and procedures.
  6. Identify areas for improvement and recommend changes to enhance compliance policies and procedures.
  7. Stay up-to-date with regulatory changes and updates.
Qualifications and Requirements
  • Post-Secondary education or equivalent experience.
  • Strong understanding of regulatory requirements and industry best practices.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to work effectively in a fast-paced environment.
  • Proven track record of success in a compliance or regulatory affairs role.