Compliance Audit Manager
1 week ago
**About the Role:**
We are seeking a highly skilled Compliance Audit Manager to join our team. In this role, you will be responsible for providing expert guidance and oversight to ensure compliance with regulatory guidelines.
**Key Responsibilities:**
- Plan and execute end-to-end audits based on established audit plans in alignment with applicable policies and regulatory guidelines.
- Lead the planning process for assigned audits while ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
- Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management.
**Requirements:**
- Over 5 years of relevant experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CPA preferred, CFA Level I an asset).
- Previous work experience in Capital Markets, Research, Investment Banking, and Wealth Management would be an asset.
- Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
**What We Offer:**
- A competitive salary range of $76,800 - $115,200 CAD.
- A comprehensive benefits package that reflects our commitment to helping our colleagues and their families achieve their mental, physical, and financial well-being goals.
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