Risk Management Specialist

4 weeks ago

Toronto, Ontario, Canada Royal Bank of Canada> Full time
Job Summary

We are seeking a highly organized and detail-oriented professional to join our audit and risk management team. This role will report to the Director and play a key role in overseeing the audit process, particularly leading the signing of the bridge letter during the SOC/SOX audit, while also consulting on the risk and control issues for new projects.

Key Responsibilities
  • Support the Associate Director in planning and coordinating the external audit process, including defining scope and objective.
  • Lead discussions with internal teams to gather the necessary documentation and ensure readiness for external audits
  • Play a key role in managing the preparation for the SOC/SOX audit including coordinating with auditors and internal departments to ensure compliance with the SOC/SOX requirement
Bridge Letter & SOC/SOX Audit
  • Lead the process of signing the bridge letter during the SOC/SOX audit, ensuring timely and accurate submission
  • Liaise with external auditors and ensure internal controls are fully compliant with SOC/SOX requirements
  • Address any audit issues or deficiencies, working closely with the audit team and external auditors to resolve them efficiently
Audit Reporting & Communication
  • Prepare audit reports draft in coordination with the Associate Director, ensuring clarity and accuracy of findings
  • Ensure clear communication between the audit team, external auditors, and internal business units regarding the audit progress and findings
Continuous Improvement & Risk Monitoring
  • Support initiative progress to continuously improve audit process and internal controls promoting efficiency and compliance across the organization
  • Stay updated on regulatory changes related to SOC/SOX compliance and risk management ensuring the team remains ahead of industry standards
  • Monitor the implementation of recommendations from audit reports and ensure follow-up on action plans to mitigate identified risks
Requirements
  • Bachelor's degree in Accounting, Finance or a related field; MBA or CPA, CIA certification preferred
  • 5+ years of experience in external audit management, risk advisory or similar roles, with leadership capacity
  • Previous experience in managing an audit in a Finance Service Environment
  • Strong understanding of audit standards, regulatory requirements and risk management
  • Proven experience working with external auditors and managing audit timelines and deliverables.
  • Excellent communication, leadership and problem-solving skills
  • Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
What We Offer
  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options

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