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Compliance Risk Management Specialist
2 months ago
**About Squarepoint Capital**
Squarepoint Capital is a leading global investment management firm that leverages a diversified portfolio of systematic and quantitative strategies across financial markets to deliver high-quality, uncorrelated returns for our clients.
We pride ourselves on our deep expertise in trading, technology, and operations, which enables us to design and build cutting-edge systems that drive our success. Our commitment to rigorous scientific research and a process-driven approach has allowed us to establish a strong reputation in the industry.
**Role Overview**
As a Compliance Analyst at Squarepoint Capital, you will play a critical role in supporting the Compliance department in the delivery of our wider compliance program. Your responsibilities will include:
- Assisting with PA Dealing approvals and certifications
- Preparing and reviewing data used for regulatory reporting to SEC, FCA, and MAS
- Reviewing and allocating invoices owned by the Compliance department
- Assisting with trade surveillance monitoring to detect market abuse or improper trading behavior
- Conducting daily analysis of automated surveillance alerts through systems such as SMARTS
- Carrying out audio and electronic communications surveillance
- Assisting with e-discovery requests
- Conducting periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan
**Requirements**
To be successful in this role, you will need:
- Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred
- 1-3 years of compliance, audit, risk, or regulatory experience
- Knowledge of various financial products and markets
- Excellent administrative skills and the ability to prioritize tasks to meet deadlines
- Ability to maintain a high level of confidentiality while handling protected and sensitive material
- Strong written and verbal communication skills
