Compliance Director
4 weeks ago
At iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.
Key Responsibilities:- Ensure all communications align with regulatory requirements and are fair, balanced, and not misleading.
- Work closely with partners across iA Private Wealth Compliance team, Senior Management, the Legal Department, regulatory contacts, and other external stakeholders.
- Provide support to the Director, Business Conduct and Tier 1 Supervision on matters concerning adhering to legal and industry-specific guidelines when communicating information about products or services to the public.
- Recommend and implement necessary changes and improvements related to sales compliance activities, processes, and platforms.
- Coordinate different activities performed by the team, including email surveillance, social media review, approvals, and addressing potential violations of regulatory requirements.
- Bachelor's degree in Finance, Business, or Communications.
- Minimum of 5 years of experience in a management role.
- 10 years of relevant experience in Compliance, Communications, or Sales Practices.
- Excellent knowledge of French and English, both oral and written, due to frequent interactions with internal colleagues and Francophone and Anglophone partners across Canada.
- Excellent communication and interpersonal skills.
- Advanced computer skills in the MS Office Suite (Microsoft Word, Excel, Project, PowerPoint).
iA Financial Group is a leading financial services company in Canada and the United States. We have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management. With over $200 billion in assets and half a billion invested in technological innovation, we're a key player in the financial services industry.
We are committed to Diversity and Inclusion and strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking an experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are fair, balanced, and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking an experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are fair, balanced, and...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking an experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are fair, balanced, and...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking an experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are fair, balanced, and...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, SalesAt iA Financial Group, we are seeking a highly skilled and experienced Associate Director, Sales to join our team. This role will oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all communications align with regulatory requirements and are...
-
Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Director to join our team at iA Financial Group. As a key member of our organization, you will play a critical role in ensuring that our sales and marketing communications align with regulatory requirements and are fair, balanced, and not misleading.Key ResponsibilitiesOversee compliance with rules and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Director to join our team at iA Financial Group. As a key member of our organization, you will play a critical role in ensuring that our sales and marketing communications align with regulatory requirements and are fair, balanced, and not misleading.Key ResponsibilitiesOversee compliance with rules and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Private Wealth Inc. Full timeJob Title: Associate Director, Sales CommunicationAbout the Role:iA Private Wealth Inc. is seeking a highly skilled Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will be responsible for ensuring that all sales and marketing communications align with regulatory requirements and are fair, balanced, and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Private Wealth Inc. Full timeJob Title: Associate Director, Sales CommunicationAbout the Role:iA Private Wealth Inc. is seeking a highly skilled Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will be responsible for ensuring that all sales and marketing communications align with regulatory requirements and are fair, balanced, and...
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Tax Compliance Director
5 days ago
Montreal, Quebec, Canada Bombardier Recreational Products Inc. Full timeJob Title: Director Tax ComplianceWe are seeking a highly skilled Director of Tax Compliance to join our team at Bombardier Recreational Products Inc. The successful candidate will be responsible for ensuring the overall tax compliance of BRP affiliates and managing the compliance team.Key Responsibilities:Ensure compliance with all applicable tax laws and...
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Tax Compliance Director
4 days ago
Montreal, Quebec, Canada Bombardier Recreational Products Inc. Full timeJob Title: Director Tax ComplianceWe are seeking a highly skilled Director of Tax Compliance to join our team at Bombardier Recreational Products Inc. The successful candidate will be responsible for ensuring the overall tax compliance of BRP affiliates and managing the compliance team.Key Responsibilities:Ensure compliance with all applicable tax laws and...
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Tax Compliance Director
2 weeks ago
Montreal, Quebec, Canada the Ladders Full timeJob Title: Director Tax ComplianceWe are seeking a highly skilled Director of Tax Compliance to join our team at The Ladders. As a key member of our organization, you will be responsible for ensuring the overall tax compliance of BRP affiliates and managing the compliance team.Key Responsibilities:Ensure compliance with all applicable tax laws and...
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Tax Compliance Director
2 weeks ago
Montreal, Quebec, Canada the Ladders Full timeJob Title: Director Tax ComplianceWe are seeking a highly skilled Director of Tax Compliance to join our team at The Ladders. As a key member of our organization, you will be responsible for ensuring the overall tax compliance of BRP affiliates and managing the compliance team.Key Responsibilities:Ensure compliance with all applicable tax laws and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Private Wealth Inc. Full timeJob Title: Associate Director, Sales CommunicationAbout the Role:iA Private Wealth Inc. is seeking a highly skilled Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will be responsible for ensuring that all sales and marketing communications align with regulatory requirements and are fair, balanced, and...
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Compliance Director
4 weeks ago
Montreal, Quebec, Canada iA Private Wealth Inc. Full timeJob Title: Associate Director, Sales CommunicationAbout the Role:iA Private Wealth Inc. is seeking a highly skilled Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will be responsible for ensuring that all sales and marketing communications align with regulatory requirements and are fair, balanced, and...
