AML Financial Crime Risk Investigator II

4 weeks ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

About the Role

The Toronto-Dominion Bank (Canada) is seeking an experienced AML Financial Crime Risk Investigator II to join our team. As a key member of our High Risk Customer Program, you will be responsible for conducting end-to-end EDD reviews/AML investigations specifically relating to high risk customers focusing on Ministerial Directives, and other specialized types of high risk customers.

Key Responsibilities

  • Conduct initial and periodic enhanced due diligence reviews of high risk customers and investigations with a focus on Ministerial Directives in addition to investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations including the determination of unusual and/or suspicious activities for regulatory reporting in a timely manner, as well as risk mitigation such as demarketing of relationships and accounts.
  • Conduct data analysis, manipulation and interpretation looking for patterns and anomalies
  • Initiate investigations and/or responds to emerging AML and Sanctions/ABAC risks.
  • Assist with reviewing and investigating court orders (subpoenas) related to criminal actions.
  • Prepare and deliver AML, Sanctions/ABAC & Financial Crime and/or fraud detection/loss prevention training or updates to Bank Employees or other agencies as assigned
  • Ensure regulatory reporting is conducted promptly and/or without delay while adhering to regulatory requirements and internal controls.

About You

We are looking for a highly skilled and experienced professional with a strong background in AML, Sanctions/ABAC & Financial Crime investigations. You will have a proven track record of conducting complex and sensitive investigations, as well as experience with data analysis and interpretation. You will also have excellent communication and interpersonal skills, with the ability to work effectively with stakeholders at all levels.

Requirements

  • Undergraduate degree or relevant professional certifications, designations, or equivalent required
  • 3+ years relevant experience
  • Strong knowledge of Canadian AML legislation, requirements and guidance including by not limiting to Financial Transactions Report Analysis Centre of Canada (FINTRAC), Officer of the Superintendent of Financial Institutions (OSFI), Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), and the Criminal Code of Canada
  • Knowledge and subject matter expert of the Ministerial Directives, as well as other various entities that may be deemed high risk in nature such as Money Service Businesses (Principals, Branches and Agents); Dealers in Precious Jewels, Stones or Metals; Politically Exposed Foreign Persons; Crowdfunding Platforms or Crowdfunding Platform Services; Nonbank (third party) Payment Providers and; White Label Automated Bank Machine Providers
  • Knowledge and experience with investigating complex and sensitive ML/TF and sanctions investigations
  • Knowledge and experience with KYC requirements, EDD and High Risk Customer Program with focus on Ministerial Directives
  • Knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.
  • Knowledge and experience interacting with law enforcement, corporate security, and other investigative groups.
  • Knowledge of investigative techniques and tools including data analytics, link analysis, forensic analysis among others
  • Excellent oral and written communication skills
  • Coaching and counseling skills
  • Ability to delegate work to others, work well independently and ability to collaborate and build positive relationship
  • Strong decision-making, critical thinking, follow-through ability, analytical skills
  • Ability to respond to shifting priorities quickly and managing competing priorities
  • Proficiency in using computer applications including MS Office
  • Ability to exercise sound judgement in making decisions

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