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Regulatory Compliance Risk Manager

2 weeks ago

Toronto, Ontario, Canada Definity Full time
Job Overview

The Regulatory and Financial Audit Specialist plays a key role in executing the compliance function mandate by assessing and supporting the ongoing development of various compliance activities. These include regulatory compliance management, policy management, and internal controls over financial reporting (ICFR) programs. This specialist contributes to the preparation of management and board-level risk reporting.

Responsibilities
  • Design test plans and testing of remediation activities for regulatory compliance management.
  • Conduct testing of internal controls and procedures to demonstrate legislative and regulatory compliance in support of Chef Compliance Officer certification.
  • Assess both the design and operational effectiveness of supporting documentation and processes implemented.
  • Identify and evaluate implications of internal control deficiencies.
  • Develop recommendations for gap closure and continuous improvement, in terms of efficient and effective internal control performance.
  • Provide input into findings in the management letter of representation (LoR) process and assist with preparing reports to management and board committees as required.