Corporate Branch Manager
2 days ago
iA Financial Group is seeking a highly skilled Corporate Branch Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring that our company's policies and procedures are maintained at each office.
Key Responsibilities- Compliance Policy Management: Develop, implement, and maintain compliance policies and procedures to ensure adherence to regulatory requirements.
- Account Review and Approval: Review and approve new account openings to ensure compliance with suitability requirements.
- Trade Supervision: Provide supervision of trades and advice given to clients to ensure compliance with regulatory requirements.
- Branch Management: Supervise Branch Manager and/or Representative activities to ensure compliance with company policies and procedures.
- Training and Education: Provide training and education to the field on compliance policies and procedures.
- Team Support: Provide coverage and support to other Corporate Branch Managers on the team.
- Regulatory Monitoring: Monitor trends, communicate findings, and implement corrective actions to ensure compliance with regulatory requirements.
- Education: University degree or equivalent post-secondary education.
- Industry Knowledge: Excellent knowledge of the mutual fund industry.
- Experience: Minimum 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry.
- Certifications: Completion of the Canadian Investment Funds Course and Exempt Market Products Course, or Canadian Securities Course.
- Language Skills: Advanced level of English and French language skills as the person will be required to communicate (also supervise and train) about 80% of the time with colleagues and advisors in both languages.
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Corporate Branch Manager
3 weeks ago
Toronto, Ontario, Ontario, Canada CI Financial Full timeJOB OVERVIEWWe are currently seeking a Corporate Branch Manager. In this role, the successful candidate is expected to ensure that the business conducted in branch/sub-branch office locations under their supervision by registered individuals, non-registered branch personnel and any applicable agents on behalf of Assante’s two dealerships, Assante Financial...
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Corporate Branch Manager
4 days ago
Toronto, Ontario, Canada CI Financial Full timeJob OverviewWe are seeking a seasoned professional to fill the role of Corporate Branch Manager at CI Financial. As a key member of our team, you will be responsible for ensuring that our business operations are conducted in compliance with applicable securities regulatory requirements and internal policies.Key ResponsibilitiesSupervisory Oversight: Provide...
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Corporate Branch Manager
5 days ago
Toronto, Ontario, Canada CI Financial Full timeJob OverviewWe are seeking a seasoned professional to fill the role of Corporate Branch Manager at CI Financial. As a key member of our team, you will be responsible for ensuring that our business operations are conducted in compliance with applicable securities regulatory requirements and internal policies.Key ResponsibilitiesSupervisory Oversight: Provide...
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Corporate Travel Consultant
1 week ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob Summary:We are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
7 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob Summary:We are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
4 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
4 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
3 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
3 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
4 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Corporate Travel Consultant
3 days ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Trainee Branch Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 205136Become part of a purpose-driven team that is dedicated to achieving results within an inclusive and high-performing culture.As a Trainee Branch Manager, you will take charge of the overall success of the branch by striving to meet financial targets related to the profitable growth and retention of both personal and business...
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Corporate Travel Consultant
2 weeks ago
Toronto, Ontario, Canada Corporate Traveller Full timeJob SummaryWe are seeking a highly motivated and driven Corporate Travel Consultant to join our team at Corporate Traveller. As a Corporate Travel Consultant, you will be responsible for managing the day-to-day travel needs of corporate business accounts, including making professional and accurate business travel arrangements, following company procedures,...
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Trainee Branch Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 205136Become part of a results-oriented team that values inclusivity and high performance.As a Trainee Branch Manager, you will take charge of the branch's overall success by striving to achieve financial goals linked to the profitable growth and retention of both personal and business accounts.Is this position suitable for you? In this role,...
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Trainee Branch Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 205136Be part of a purpose-driven and high-achieving team that values inclusivity and results.As a Trainee Branch Manager, you will take charge of the branch's overall performance by striving to meet financial goals associated with the profitable expansion and retention of both personal and business accounts.Is this position suitable for you?...
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Operations Leader
4 weeks ago
Toronto, Ontario, Canada ARS Global Emergency Management CA Full timeARS / Global Emergency Management stands as a prominent figure in the realms of disaster recovery and property restoration. With a legacy of over 60 years, our focus remains on delivering exceptional service to insurers, agents, brokers, and, most importantly, the policyholders. We cater to property owners across various sectors, providing restoration...
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Operations Leader
7 days ago
Toronto, Ontario, Canada ARS Global Emergency Management CA Full timeARS / Global Emergency Management stands as a prominent figure in the realms of disaster recovery and property restoration. With a legacy of over 60 years, our focus remains on delivering exceptional service to insurers, agents, brokers, and, most importantly, the policyholders. We cater to property owners across various sectors, providing restoration...
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Operations Leader
7 days ago
Toronto, Ontario, Canada ARS Global Emergency Management CA Full timeARS / Global Emergency Management stands as a prominent authority in disaster response and property restoration. With a legacy of excellence spanning over six decades, our mission is to fulfill the requirements of insurers, agents, brokers, and, most importantly, the policyholders. We cater to property owners across various sectors, providing restoration...
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Operations Leader
4 weeks ago
Toronto, Ontario, Canada ARS Global Emergency Management CA Full timeARS / Global Emergency Management stands at the forefront of disaster recovery and property restoration, with a rich legacy of over 60 years in the industry. Our mission is to provide exceptional service to insurers, agents, brokers, and most importantly, the policyholders. We specialize in restoration services resulting from WATER, FIRE, STORM, and other...
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Operations Leader
7 days ago
Toronto, Ontario, Canada ARS Global Emergency Management CA Full timeARS / Global Emergency Management stands at the forefront of disaster recovery and property restoration, with a rich legacy of over 60 years in the industry. Our mission is to provide exceptional service to insurers, agents, brokers, and most importantly, the policyholders. We specialize in restoration services resulting from WATER, FIRE, STORM, and other...
