Senior Financial Crime Risk Investigator

4 weeks ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

Job Summary

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Senior Financial Crime Risk Investigator to join our team. As a Senior Financial Crime Risk Investigator, you will be responsible for conducting end-to-end Enhanced Due Diligence (EDD) reviews and AML investigations on high-risk customers and other referrals. You will also provide support to the Group Manager AML Financial Crime Investigations and conduct complex EDD reviews/investigations on high-risk customers.

Key Responsibilities

  • Conduct end-to-end EDD initial and periodic reviews/AML investigations specifically relating to high-risk customers and other referrals.
  • Provide support to the Group Manager AML Financial Crime Investigations where needed.
  • Conduct complex EDD reviews/investigations on high-risk customers, including the determination of unusual and/or suspicious activities for regulatory reporting, as well as risk mitigation such as demarketing of relationships and accounts.
  • Ensure regulatory reporting is conducted promptly and/or without delay while adhering to regulatory requirements and internal controls.
  • Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.
  • Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.
  • Work effectively with counterparts at other FI's, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure.
  • Conduct EDD reviews/investigations in a professional and timely manner.
  • Identify and communicate procedural weaknesses to businesses.
  • Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.
  • Maintain and establish working relationships with internal and external partners (e.g., vendor engagements, advisory teams, working with other people managers and investigators, and etc.) for investigative purposes.
  • Investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.

Requirements

  • Undergraduate degree or relevant professional certifications, designations, or equivalent required.
  • 5+ years relevant experience.
  • Strong knowledge of Canadian AML legislation, requirements and guidance including by not limiting to Financial Transactions Report Analysis Centre of Canada (FINTRAC), Officer of the Superintendent of Financial Institutions (OSFI), Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), and the Criminal Code of Canada.
  • Strong knowledge and experience with investigating complex and sensitive ML/TF and sanctions investigations.
  • Strong knowledge and experience with KYC requirements, EDD and High Risk Customer Program.
  • Strong knowledge and experience interacting with law enforcement, corporate security, and other investigative groups.
  • Strong knowledge of investigative techniques and tools including data analytics, link analysis, forensic analysis among others.
  • Strong knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.
  • Excellent oral and written communication skills.
  • Coaching and counseling skills.
  • Ability to delegate work to others, work well independently and ability to collaborate and build positive relationship.
  • Strong decision-making, critical thinking, follow-through ability, analytical skills.
  • Ability to respond to shifting priorities quickly and managing competing priorities.
  • Proficiency in using computer applications including MS Office.
  • Ability to exercise sound judgement in making decisions.

About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

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