Compliance Business Oversight Manager

4 hours ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Summary

We are seeking a highly skilled Compliance Business Oversight Manager to join our team. As a key member of our Global Compliance Department, you will play a critical role in overseeing our Regulatory Compliance Program, ensuring that all Laws, Rules, and Regulations (LRRs) are reasonably accurate and complete.

Key Responsibilities
  • Provide oversight and guidance on the development and implementation of our Regulatory Compliance Program.
  • Collaborate with Oversight Functions and Risk Owners to ensure that all LRRs are accurately reflected in our Regulatory Inventory.
  • Develop and maintain strong relationships with our Technology team and third-party data provider vendors to ensure the accuracy of our Regulatory Inventory.
  • Perform ongoing execution of the MERLIN Regulatory Inventory feeds and manual process for sustainability of the Regulatory Inventory.
  • Establish and maintain a robust governance framework to ensure the reasonable accuracy and completeness of our Regulatory Inventory.
  • Monitor and report on compliance with the RCM Regulatory Change Standard.
  • Identify and propose improvements to the process, opportunities to automate and streamline, and participate in improvements implementation.
About the Role

This is an exciting opportunity for individuals with expertise in governance, risk, and controls. As a Compliance Business Oversight Manager, you will have the opportunity to work collaboratively with our team to drive business growth and ensure compliance with regulatory requirements.

Requirements
  • Good understanding of Compliance processes and regulatory environment.
  • Experience with coordination of processes involving multiple groups and stakeholders, ensuring that activities are completed timely and efficiently.
  • Strong analytical and problem-solving skills with strong attending to detail to drive problem framing and solutioning.
  • Able to breakdown and describe technical concepts in business terms and frame questions in the correct context for the audience.
  • Ability to work independently, think critically and make decisions.
  • Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities.
  • Highly organized and flexible in prioritizing various work demands.
  • Able to work collaborative and as part of a team.
  • Ability to influence people and deal with conflicting points of view.
  • Ability to deal with all levels of staff within the enterprise.
  • Strong verbal and written communication skills.
Additional Information

We are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected, and supported. If you require an accommodation for the recruitment/interview process, please let us know.

We are an equal opportunities employer and welcome applications from diverse candidates. We are committed to building a workforce that reflects the diversity of our customers and communities in which we live and serve.

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