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Corporate Securities Compliance Specialist
2 months ago
We are seeking a highly organized and detail-oriented Corporate Securities Compliance Specialist to join our team at Linds & Associates Ltd. As a key member of our Corporate Secretarial team, you will be responsible for supporting a broad range of securities compliance matters, including filings with the OSC, SEC, TSX, and NYSE.
Key Responsibilities:- Filing of quarterly and annual continuous disclosure documents, including press releases, financial statements, and related matters.
- Routine coordination with external parties, such as transfer agents and commercial printers, and internal teams, including Finance, Investor Relations, and Tax.
- General support with equity compensation administration, including DSUs, RSUs, PSUs, and stock options.
- Maintaining minute books, completing provincial and state filings, and maintaining corporate records.
- Community College Diploma or Certificate in Legal Administration or Law Clerk.
- 5+ years of work-related experience, preferably within a sophisticated public company or recognized law firm.
- Understanding of stock exchange and securities commission requirements.
- Excellent communication skills and highly organized with impeccable attention to detail.
We offer a dynamic and supportive work environment, and we are committed to providing accommodations for disabilities in relation to the job selection process. If you are a bright and enthusiastic Legal Assistant with relevant work experience in securities, we encourage you to apply today.