Financial Crimes Oversight Testing Manager

3 weeks ago

Toronto, Ontario, Canada Royal Bank of Canada Full time
Job Description

What is the Opportunity?

To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting. The role will also require continuous communication with stakeholders and senior management regarding findings and issues and action management.

What Will You Do?

  1. Conduct regular oversight testing of key financial crime programs and controls in scope.
  2. Issue formal reporting on all oversight testing completed.
  3. Manage and validate action plans related to oversight issues and recommendations.
  4. Conduct and maintain trend analysis of results of oversight testing.
  5. Provide key components of various financial crime compliance reports and documents.
  6. Maintain a schedule of testing activities and communicate plans with stakeholders.
  7. Follow up on oversight issues and recommendations and ensure timely resolution.
  8. Establish and maintain strong relationships with internal and external partners.
  9. Take a proactive role in communicating knowledge that benefits the central financial crime units, such as the global AML FIU and global business units with AML reporting obligations.
  10. Participate in internal projects and meetings to gain insight into upcoming changes that may impact or influence the oversight testing process.
  11. Ensure all paper and electronic files are maintained appropriately and create and maintain various documentation suitable for audit and regulatory review.
  12. Gain in-depth knowledge of Canadian AML legislation and become familiar with day-to-day activities.
  13. Provide support as a subject matter expert, applying proficient knowledge of subject matter content in the field of specialization.

What Do You Need to Succeed?

  • Bachelor's degree or equivalent work experience.
  • At least three years of experience in AML SME within a second-line or audit testing function.
  • Strong interpersonal and analytical skills.
  • Strong written and oral communication skills, including business writing experience.

Nice to Have:

  • Certified Anti-Money Laundering Specialist (CAMS).
  • Certified Internal Auditor (CIA).
  • Certified Financial Crimes Specialist (ACFS).

What's in It for You?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program, including bonuses and flexible benefits.
  • Leaders who support your development through coaching and managing opportunities.
  • Opportunities to do challenging work.
  • Opportunities to take on progressively greater accountabilities.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Ability to make a difference and lasting impact.

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryTo conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly. This role is responsible for executing Financial Crimes Oversight Testing Plan, conducting regular oversight testing of key Financial Crimes controls, and issuing formal reporting on all oversight...

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryTo conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly. This role is responsible for executing Financial Crimes Oversight Testing Plan, conducting regular oversight testing of key Financial Crimes controls, and issuing formal reporting on all oversight...

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled Financial Crimes Oversight Testing Manager to join our team at Royal Bank of Canada. As a key member of our Group Risk Management team, you will be responsible for conducting Financial Crimes oversight testing on business unit financial crime controls in Europe and reporting issues to senior management...

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled Financial Crimes Oversight Testing Manager to join our team at Royal Bank of Canada. As a key member of our Group Risk Management team, you will be responsible for conducting Financial Crimes oversight testing on business unit financial crime controls in Europe and reporting issues to senior management...

  • Financial Crimes Oversight Testing Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWhat We're Looking ForWe're seeking a highly skilled Financial Crimes Oversight Testing Manager to join our team at Royal Bank of Canada. As a key member of our organization, you will be responsible for conducting oversight testing of Financial Crime programs and controls within central functions and global businesses.Key ResponsibilitiesConduct...

  • Financial Crimes Oversight Testing Specialist

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryTo ensure the effective management of financial crimes risks, we are seeking a skilled professional to conduct oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesConduct regular oversight testing of key Financial Crimes controls in scope, ensuring all testing...

  • Financial Crimes Oversight Testing Specialist

    7 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryTo conduct thorough oversight testing of business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesExecute the Financial Crimes Oversight Testing Plan, ensuring all testing aligns with enterprise standards.Issue formal reporting on all oversight testing completed.Participate in the...

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Manager

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Specialist

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryTo conduct thorough Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesConduct regular oversight testing of key Financial Crimes controls in scope, ensuring all testing aligns with enterprise standards.Issue formal reporting on all oversight...

  • Financial Crimes Oversight Testing Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Specialist

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job Title: Financial Crimes Oversight Testing SpecialistJob Summary:We are seeking a highly skilled Financial Crimes Oversight Testing Specialist to join our team at Royal Bank of Canada. As a key member of our Risk Management department, you will be responsible for conducting oversight testing of Financial Crime programs and controls within central...

  • Financial Crimes Oversight Testing Specialist

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryTo ensure the effectiveness of financial crimes controls in Europe, we are seeking a skilled professional to conduct oversight testing and report issues to senior management.Key ResponsibilitiesConduct regular oversight testing of key financial crimes controls in scope, adhering to enterprise standards.Prepare and issue formal reports on completed...

  • Financial Crimes Oversight Testing Specialist

    6 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryTo ensure the effectiveness of financial crimes controls in Europe, we are seeking a skilled professional to conduct oversight testing and report issues to senior management. The ideal candidate will have a strong understanding of enterprise standards and be able to identify areas for improvement.Key ResponsibilitiesConduct regular oversight...

  • Financial Crimes Oversight Testing Specialist

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled Financial Crimes Oversight Testing Specialist to join our team at the Royal Bank of Canada. As a key member of our Group Risk Management department, you will be responsible for conducting oversight testing of Financial Crime programs and controls within central functions and global businesses.Key...

  • Financial Crimes Oversight Manager

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryTo ensure the effectiveness of Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesConduct regular oversight testing of the key Financial Crimes controls in scope, ensuring all testing conducted aligns with enterprise standards.Issue formal...

  • Financial Crimes Oversight Testing Manager

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....

  • Financial Crimes Oversight Testing Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionWhat is the Opportunity?To conduct second-line oversight testing of financial crime programs and controls within central functions and global businesses, including anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABAC). This requires proactive participation with oversight planning and scoping, fieldwork, and reporting....