Compliance and Risk Management Director
6 days ago
ZLC Wealth Inc. is a leading wealth management company seeking a highly skilled Compliance and Risk Management Director to join our team. We offer a competitive salary of $120,000 per year.
Job DescriptionThis role will involve supporting the President of ZLC Wealth Inc. in all aspects of the Compliance Division, including automating procedures, reviewing compliance regulations, assisting with technological advancements, and liaising with advisors for compliance issues.
We are looking for an individual with robust knowledge and experience in Investment Policy Statements, discretionary accounts, AML regulations, and training and legal documents. The ideal candidate should have proficiency in computer applications and systems such as Microsoft Office, NRD, CRM systems, Dataphile, and portfolio management software.
The successful candidate will be responsible for coordinating the compliance and AML training process for employees and associates, maintaining, reviewing, and updating various files and policies, and leading project management efforts for the implementation of new compliance technologies.
Other responsibilities include collaborating with cross-functional teams to identify process improvement opportunities, monitoring project timelines and deliverables, facilitating training sessions and workshops, and executing additional duties and responsibilities as required.
Required Skills and Qualifications- A Bachelor's or Master's Degree in a related field such as Business Administration, Finance, Accounting, or Economics;
- Relevant compliance work experience within the wealth management industry;
- Exceptional communication and problem-solving skills with experience navigating through complex situations in fast-paced environments and conveying compliance requirements in an engaging and approachable manner.
We offer a range of benefits, including a competitive salary, comprehensive health insurance, retirement savings plan, paid time off, and professional development opportunities.
-
Director of Compliance and Risk Management
6 days ago
Vancouver, British Columbia, Canada Crowe MacKay LLP Full timeJob OverviewCrowe MacKay LLP is seeking a highly skilled Director of Compliance and Risk Management to join our team. As a key member of our organization, you will be responsible for ensuring that our company maintains the highest standards of compliance and risk management.Salary and BenefitsThe estimated salary for this position is $120,000 - $180,000 per...
-
Director of Risk and Compliance
1 month ago
Vancouver, British Columbia, Canada YWCA Metro Vancouver Full timeJob SummaryWe are seeking a highly skilled and experienced Director of Risk, Compliance and Information Technology to lead our IT and Health and Safety teams. The successful candidate will be responsible for ensuring the security and privacy of our sensitive information, integrating data and information systems across our organization, and overseeing our...
-
Director of Governance and Compliance
2 weeks ago
Vancouver, British Columbia, Canada Bcspca Full timeSenior Director, Governance & Executive OperationsWe are seeking a highly experienced Senior Director to join our team at the BC SPCA.About the Role:The successful candidate will be responsible for driving excellence in governance, risk, and compliance within the organization. They will work closely with our executive and volunteer leadership to ensure the...
-
Compliance Director
4 weeks ago
Vancouver, British Columbia, Canada Crowe MacKay LLP Full timeJob DescriptionCrowe MacKay LLP is seeking a highly skilled Compliance Director to join our team. The ideal candidate will have a strong background in risk management and internal controls, with experience in regulatory compliance and corporate governance.Key ResponsibilitiesAdvise project teams on risk management and internal controls best practicesDevelop...
-
Risk Management Specialist
1 month ago
Vancouver, British Columbia, Canada Davies Risk Services Full timeRisk Control Consultant OpportunityDavies Risk Services is seeking a skilled Risk Control Consultant to work on an independent contractor basis. The primary focus of this role is insurance-based inspection work, with a strong emphasis on consultative projects that foster a deeper understanding of risk and drive exposure reduction.Key Responsibilities:Conduct...
-
Compliance Manager
1 month ago
Vancouver, British Columbia, Canada Peoples Trust Full timeAbout UsPeoples Group is a leading financial institution with a strong presence in Canada, offering a unique blend of traditional banking and innovative fintech solutions. Our mission is to deliver exceptional customer service, backed by extensive product knowledge and experience.Our CultureWe value trust, creativity, and a willingness to take calculated...
-
Compliance Director
4 weeks ago
Vancouver, British Columbia, Canada Crowe MacKay LLP Full timeJob SummaryWe are seeking a highly skilled Compliance Director to join our team at Crowe MacKay LLP. The successful candidate will be responsible for advising project teams, developing action plans, and providing expertise in response to clients' needs.Key ResponsibilitiesAdvise project teams on compliance matters and develop action plans to ensure effective...
-
Compliance Director
6 days ago
Vancouver, British Columbia, Canada ZLC WEALTH INC. Full timeOverview: ZLC Wealth Inc. is a leading wealth management firm seeking a Compliance Director to oversee all aspects of our Compliance Division.Salary Range: $100,000 - $120,000Job Description:We are looking for an experienced Compliance Director to report directly to the President of ZLC Wealth Inc. and lead our Compliance team in maintaining regulatory...
-
Senior Risk and Compliance Expert
1 month ago
Vancouver, British Columbia, Canada Royal Bank of Canada Full timeJob SummaryWe are seeking a highly skilled Senior Risk and Compliance Specialist to join our team at the Royal Bank of Canada. As a key member of our Global Cyber Security team, you will provide technical expertise and consulting services to ensure the effective management of risk and compliance for our Endpoint Security Management and Operations teams.Key...
-
Business Risk Consultant
3 weeks ago
Vancouver, British Columbia, Canada Davies Risk Services Full timeJob Description:Davies Risk Services is seeking a Risk Control Consultant to work on an independent contractor basis. The ideal candidate will have a strong understanding of risk management principles and be able to provide consultative services to clients. Key Responsibilities:Conduct risk assessments and provide recommendations for risk mitigation...
-
Compliance Expert
2 weeks ago
Vancouver, British Columbia, Canada Woodfibre Management Ltd Full timeJob Title:Compliance SpecialistJob Summary:We are seeking a Compliance Specialist to join our team at Woodfibre Management Ltd. The successful candidate will be responsible for assisting with the development and monitoring of our Project regulatory compliance program.Key Responsibilities:Collaborate with a team of compliance specialists within the overall...
-
Risk Management Director
4 weeks ago
Vancouver, British Columbia, Canada RBC Full timeJob SummaryEvaluate commercial loan requests by analyzing financial statements and credit histories to approve or deny loan applications. Manage activities through senior managers and implement corporate and divisional strategic plans and budgets.Key ResponsibilitiesMonitor and control material credit risks across the commercial lending portfolio.Assess...
-
Compliance Director
4 weeks ago
Vancouver, British Columbia, Canada Crowe MacKay LLP Full timeJob Title: Compliance DirectorAbout the Role:We are seeking a highly skilled Compliance Director to join our team at Crowe MacKay LLP. As a Compliance Director, you will be responsible for advising project teams, developing action plans, and providing expertise in response to clients' needs.Key Responsibilities:Advise project teams on compliance...
-
Compliance Specialist
1 month ago
Vancouver, British Columbia, Canada Woodfibre Management Ltd Full timeJob Title: Compliance SpecialistWoodfibre Management Ltd. is seeking a highly skilled Compliance Specialist to join our dynamic team. As a key member of our regulatory compliance program, you will play a crucial role in ensuring the company's compliance with regulatory requirements and environmental commitments.Key Responsibilities:Collaborate with the...
-
Compliance Officer
4 weeks ago
Vancouver, British Columbia, Canada destinationone Consulting Full timeAt destinationone Consulting, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our company and its employees comply with internal policies and external regulations.Key Responsibilities:Develop and implement compliance policies and procedures to mitigate legal...
-
Compliance Director
4 weeks ago
Vancouver, British Columbia, Canada Crowe MacKay LLP Full timeJob Title: Compliance DirectorAbout the Role:We are seeking a highly skilled Compliance Director to join our team at Crowe MacKay LLP. As a Compliance Director, you will be responsible for advising project teams, developing action plans, and providing expertise in response to clients' needs.Key Responsibilities:Advise project teams on regulatory matters and...
-
Compliance and Regulatory Expert
1 month ago
Vancouver, British Columbia, Canada LGM Financial Services, Inc. Full timeKey ResponsibilitiesReporting to EVP, Legal and collaborating closely with the Director, Compliance and Market Conduct, the incumbent will act as a resource and one of the main points of contact for providing business stakeholders with general advice and guidance related to LGM Financial Services, Inc. compliance.Main Responsibilities:Provide guidance and...
-
Chief Risk Management Officer
6 days ago
Vancouver, British Columbia, Canada EightSix Network Full timeJob OverviewEightsix Network seeks a seasoned Chief Risk Management Officer to lead the development and implementation of our company's IT risk management framework. This role will play a critical part in shaping our overall risk posture, ensuring that we remain agile and adaptable in today's fast-paced technology landscape.About the RoleThis senior position...
-
Elevated Risk and Compliance Expert
6 days ago
Vancouver, British Columbia, Canada Diligent Full timeSenior Advisory RoleDiligent, the global leader in modern governance, is seeking an experienced Senior Advisory & Consulting Manager to join their team. As a trusted advisor, you will leverage your deep domain knowledge and practical experience to help customers realize their risk and compliance program vision, goals, and objectives.Key Responsibilities:Act...
-
Compliance Counsel
4 weeks ago
Vancouver, British Columbia, Canada Norton Rose Fulbright Full timeJob SummaryNorton Rose Fulbright is seeking a qualified Canadian lawyer to join our Compliance team as a Compliance Counsel - Risk Management Expert. This is a remote position based out of any of our Canadian offices, with attendance required in office approximately once a week.Key ResponsibilitiesConduct and/or review domestic search requests that require...