Compliance Oversight Specialist

4 days ago


Waterloo, Ontario, Canada Sun Life Financial Full time

We are looking for a skilled Trade Supervision Manager to join our Business Governance & Controls team at Sun Life Financial. As a key member of our team, you will be responsible for providing first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.

Key Skills and Qualifications:
  • Strong knowledge of and experience with mutual fund industry compliance standards and practices.
  • Excellent organization and time management skills.
  • High degree of integrity and ethics; good judgement.
  • Interpersonal and communication skills.
  • Bilingualism (French, English, both oral and written) is an asset.
  • Investment Dealer Branch Manager Proficiency is an asset.

In addition to these qualifications, we offer a collaborative and inclusive work environment, flexible work options, and opportunities for growth and development.



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