Regulatory Compliance Officer
6 days ago
We are seeking a highly skilled Senior Compliance Officer to join our Canadian Wealth Distribution Compliance team. As a key member of the team, you will be responsible for ensuring that all activities conducted are in compliance with governing regulations, internal policies, and procedures.
Main Responsibilities:
- Conduct advisory activities and investigations to identify potential risks and ensure effective remediation of non-compliance situations.
- Develop and maintain a deep understanding of governing regulations, internal policies, and procedures.
- Collaborate with the Compliance team to execute a risk-based regulatory compliance advisory program.
- Provide expert written and oral advice to businesses on various Compliance matters.
Essential Qualifications:
- University or college degree preferable.
- Minimum of 5 years relevant experience in the financial industry.
- Excellent analytical and investigative skills with strong attention to detail.
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Regulatory Compliance Officer
6 days ago
Toronto, Ontario, Canada Fitch Ratings Full timeFitch Ratings is committed to hiring top talent to join our team as a Regulatory Compliance Officer. In this critical role, you will be responsible for ensuring that all financial products meet the highest standards of regulatory compliance.Responsibilities:Conduct regular audits and assessments to identify potential compliance risks.Develop and implement...
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Regulatory Compliance Officer
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeAbout the Team:The Global Regulatory Operations & Internal Controls (GROIC) team at Scotiabank is a dynamic and global team that provides critical support to the bank. We are seeking a highly skilled Regulatory Compliance Officer to join our team.In this role, you will be responsible for overseeing and coordinating employee engagement and communication...
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Regulatory Compliance Officer
4 days ago
Toronto, Ontario, Canada Company 1 - The Manufacturers Life Insurance Company Full timeAbout the PositionWe are seeking a highly skilled Regulatory Compliance Officer to join our team at Company 1 - The Manufacturers Life Insurance Company. As a key member of our food safety team, you will be responsible for reviewing and managing food safety programs, including pest control, foreign material prevention, and traceability, while providing...
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Regulatory Compliance Officer
2 days ago
Toronto, Ontario, Canada BeachHead Inc. Full timeWe're looking for a skilled Regulatory Compliance Officer to join our team at BeachHead Inc. In this role, you'll be responsible for ensuring that our organization meets all regulatory requirements. You'll need strong analytical and problem-solving skills, as well as the ability to communicate effectively with internal stakeholders.Key...
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Regulatory Compliance Officer
6 days ago
Toronto, Ontario, Canada CPP Investments Full timeRole OverviewCPP Investments is seeking a highly skilled Regulatory Compliance Officer to join our Public Markets team. This role is responsible for supporting the management and advancement of critical investment oversight activities necessary to promote conformity with regulatory requirements.The ideal candidate will have a strong understanding of...
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Compliance Education Specialist
2 weeks ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timePosition: Compliance Education SpecialistLocation: Hybrid – Head Office in Toronto Status: Full-time, Permanent Salary: Targeting a base salary between $80,000 – 90,000 Are you:a skilled professional in compliance education with hands on experience developing...
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Regulatory Compliance Specialist
2 days ago
Toronto, Ontario, Canada iCapital Full timeiCapital is a pioneer in the alternative investment industry, providing innovative financial technology solutions to the global marketplace. Our commitment to excellence has earned us recognition as one of the top fintech companies in the world.We are currently seeking a talented Regulatory Compliance Specialist to join our Global Regulatory and Compliance...
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Compliance Education Specialist
3 weeks ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timePosition: Compliance Education Specialist Location: Hybrid – Head Office in Toronto Status: Full-time, Permanent Salary: Targeting a base salary between $80,000 – 90,000 Are you: a skilled professional in compliance education with hands on experience...
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Compliance Education Specialist
3 weeks ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timePosition: Compliance Education SpecialistLocation: Hybrid – Head Office in Toronto Status: Full-time, Permanent Salary: Targeting a base salary between $80,000 – 90,000 Are you:a skilled professional in compliance education with hands on experience...
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Continuing Education Compliance Specialist
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Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeCompliance Education Specialist Location: Hybrid – Head Office in Toronto Status: Full-time, Permanent a skilled professional in compliance education with hands on experience developing and delivering meaningful materials to a wide variety of adult audiences? excited by the opportunity to shape educational material and content in a regulatory...
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Continuing Education Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeCompliance Education Specialist Location: Hybrid – Head Office in Toronto Status: Full-time, Permanent a skilled professional in compliance education with hands on experience developing and delivering meaningful materials to a wide variety of adult audiences? excited by the opportunity to shape educational material and content in a regulatory...
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Regulatory Compliance Specialist
6 days ago
Toronto, Ontario, Canada iCapital Full timeiCapital powers the world's alternative investment marketplace through innovative financial technology. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $218 billion in global client assets invested in...
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Compliance Education Specialist
1 week ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeGet AI-powered advice on this job and more exclusive features.Position: Compliance Education SpecialistLocation: Hybrid – Head Office in TorontoStatus: Full-time, PermanentSalary: Targeting a base salary between $80,000 – 90,000Are you:a skilled professional in compliance education with hands-on experience developing and delivering meaningful materials...
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Compliance Officer
7 days ago
Toronto, Ontario, Canada Capital One Full timeA Day in the Life of a Compliance ProfessionalYou will be responsible for providing regulatory advice and effectively collaborating with business stakeholders to ensure our business strategies, plans and initiatives are executed and delivered in compliance with governing regulations, internal policies and procedures.Advising business unit stakeholders on the...
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Regulatory Compliance Officer
1 day ago
Toronto, Ontario, Canada i-Pharm Consulting Full timeOverview">i-Pharm Consulting is a leading provider of clinical research services, dedicated to supporting the pharmaceutical and biotechnology industries in the development of innovative treatments.">We are seeking a highly skilled Clinical Research Associate II (CRA II) to join our team and contribute to the success of cutting-edge oncology clinical...
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Head of Regulatory Compliance
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Toronto, Ontario, Canada Red Rover Recruitment Full timeAs Chief Quality Officer at Red Rover Recruitment, you will play a critical role in ensuring that our client's quality operations run smoothly and efficiently. With a strong background in quality management and regulatory compliance, you will develop and implement strategies to maintain and improve our quality systems.About the JobThis is an exceptional...
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Regulatory Compliance Specialist
5 days ago
Toronto, Ontario, Canada CIRO OCRI Full timeAbout UsThe Canadian Investment Regulatory Organization (CIRO) is a leading regulatory body in the financial industry, dedicated to promoting healthy capital markets and protecting investors. As a key player in the pan-Canadian landscape, we strive to maintain the highest standards of regulatory oversight.At CIRO, we foster an inclusive culture where...
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Compliance Leader for Regulatory Excellence
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Toronto, Ontario, Canada Alpaca Full timeAt Alpaca, we are seeking a seasoned Compliance Officer to spearhead our efforts in achieving regulatory excellence.About the RoleThe Chief Compliance Officer will play a pivotal role in building and maintaining a robust compliance framework that aligns with regulatory requirements. This includes leading compliance efforts for our CIRO Investment Dealer...
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Regulatory Compliance Specialist
1 day ago
Toronto, Ontario, Canada BJRC Recruiting Full timeCompany OverviewCUBE is a pioneering RegTech business that defines and implements the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI and proprietary data ontology.We were recently listed as a "RegTech Top Performer" in Market...
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Regulatory Compliance Professional
2 days ago
Toronto, Ontario, Canada Assa Abloy Group Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Professional to join our team at Assa Abloy Group. This is an exciting opportunity for a motivated individual to spearhead regulatory certification aspects for new product development and updates, integrating closely with our supply chain and product management teams.About the RoleThe...