Compliance Program Manager

4 days ago

Mississauga, Ontario, Canada TMX Group Full time
About the Role

TMX Group, a global leader in exchange and clearing services, is seeking an experienced Compliance Program Manager to support its Chief Risk and Compliance Officer, TSX Trust. Reporting directly to this senior leader, you will play a critical role in executing the mandate of the Chief Risk and Compliance Officer and managing assigned programs and/or processes.

Key Responsibilities
  • Provide guidance and advisory to Business on new and existing compliance issues and related policies and procedures.
  • Monitor compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada) and other AML laws and regulations.
  • Assist Management in developing and implementing an assessment of inherent ML/TF risks.
  • Support the CAMLO with escalated ML/TF risks and client risk assessments.
  • Support the development and execution of independent second-line testing of key regulatory controls.
  • Assist with day-to-day AML guidance to operational areas on the application of AML/OSFI compliance requirements.
  • Prepare formal and informal compliance reports and other communications to the business units and board reporting material, on a regular or ad hoc basis as required.
  • Provide guidance and advisory on matters related to materiality and compliance risk for any new or modified outsourcing or third-party arrangements.
  • Provide guidance and lead in the identification, implementation, and maintenance of the company's privacy policies and procedures.
  • Manage escalated regulatory complaints, including privacy-related complaints.
  • Supporting the CCO with escalated privacy risks and impact assessments.
  • Tracking and monitoring issues and actions, as assigned.
  • Assist with special projects, or investigations, as required.
  • Ongoing monitoring of the performance of compliance programs and related activities on a continuing basis, taking appropriate steps to improve their effectiveness.
Requirements
  • Undergraduate degree or equivalent.
  • ACAMS, CFCS, or equivalent certifications.
  • 5+ years progressive experience in Compliance;
  • Experience in an OSFI regulated environment required.
  • Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices.
  • Strong working knowledge of the securities transfer regulations (US and Canadian industry standards).
  • Strong working knowledge of privacy risk management (Federal and provincial).
  • Working knowledge of other application regulatory or legal requirements including but not limited to provincial Unclaimed Property.
  • Proven ability to prioritize and juggle competing priorities;
  • Ability to apply judgment in decision-making without complete information;
  • Capacity for detail, critical thinking, and decision-making skills;
  • Strong presentation, written, and verbal communication skills;
  • Strong interpersonal skills with the ability to interact across all leadership levels and with participant organizations and regulatory bodies;
  • Ability to work independently and in a team environment;
  • Excellent process & project management skills.

  • Compliance Manager

    4 weeks ago

    Mississauga, Ontario, Canada Edward Jones Full time

    Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500 company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Behind everything we do is our purpose: We...

  • Program Development and Compliance Officer

    4 days ago

    Mississauga, Ontario, Canada Echelon 56 Full time

    Company OverviewEchelon 56 is a leading provider of Personal and Commercial Specialty Insurance solutions to protect Canadian families and businesses across Canada, through our trusted network of Broker partners. We offer a professional environment that champions collaboration, trust, and growth to drive success.Our CultureWe cultivate a great working...

  • Compliance Management Specialist

    1 hour ago

    Mississauga, Ontario, Canada LHH Knightsbridge Full time

    Job DescriptionWe are seeking an experienced Compliance Management Specialist to join our team. The successful candidate will have a strong background in compliance, risk management, and regulatory affairs, with a proven track record of developing and implementing effective compliance policies and procedures.ResponsibilitiesDevelop and implement...

  • Compliance Risk Manager

    5 days ago

    Mississauga, Ontario, Canada Edward Jones Full time

    ResponsibilitiesBusiness Promotions and Sponsorships:Review and approve/reject business promotion and sponsorship requests;Review gifts and entertainment records and reports;Identify potential issues and address observations and compliance concerns with stakeholders;Provide regulatory guidance and support to business partners and stakeholders;Collaborate...

  • Senior Manager, Compliance

    1 week ago

    Mississauga, Ontario, Canada TMX Group Full time

    Venture outside the ordinary - TMX CareersThe TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we're connecting cross-functionally, traversing industries and geographies, moving opportunity into action,...

  • Compliance Risk Manager

    10 hours ago

    Mississauga, Ontario, Canada Teachers Life Insurance Full time

    Company OverviewTeachers Life Insurance Society (Fraternal) is a leading provider of life insurance solutions in Canada. Our commitment to building a diverse workforce and fostering a culture of excellence drives our success.Job DescriptionThe Director, Compliance is responsible for overseeing Teachers Life's compliance programs, policies, reporting, and...

  • Compliance Risk Manager

    5 days ago

    Mississauga, Ontario, Canada Chubb Full time

    Company OverviewChubb is a leading global insurance company with operations in 54 countries. We provide commercial and personal property, casualty, reinsurance, and life insurance to a diverse group of clients. Our comprehensive product offerings, extensive distribution capabilities, exceptional financial strength, underwriting excellence, superior claims...

  • Senior Compliance Manager

    4 days ago

    Mississauga, Ontario, Canada Teachers Life Insurance Full time

    Job DescriptionThe ideal candidate for this role will have a strong understanding of regulatory compliance and risk management principles as they apply to the life insurance industry. They will be responsible for ensuring that all corporate activities comply with relevant laws and regulations.Main Responsibilities:Develop and implement effective compliance...

  • Senior Manager, Compliance Testing

    1 week ago

    Mississauga, Ontario, Canada Scotiabank Full time

    Requisition ID: 219882Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe Senior Manager, Compliance Testing contributes to the overall success of the Global Compliance Testing program, with a focus on Corporate Functions('CF') that include Global Risk Management, Finance/Tax, HR/Marketing/Real...

  • Compliance Manager

    4 days ago

    Mississauga, Ontario, Canada De Havilland Aircraft of Canada Limited Full time

    De Havilland Aircraft of Canada Limited seeks a highly skilled and experienced professional to fill the position of Director of Quality & Safety. The successful candidate will be responsible for ensuring compliance with regulatory requirements, driving operational strategies to improve efficiency, and managing quality and safety at MC2.This position oversees...

  • Compensation Programs Manager

    4 days ago

    Mississauga, Ontario, Canada Maple Leaf Foods Inc. Full time

    Job Description:The Total Rewards Strategist will oversee, support, and deliver compensation programs, pay practices, and rewards initiatives in Canada and the US. Reporting to the Head of Total Rewards, this role will ensure the organization maintains competitive, equitable, and compliant compensation practices, aligning them with strategic business...

  • Product Manager –Compliance

    3 weeks ago

    Mississauga, Ontario, Canada PointClickCare Full time

    PointClickCare is a leading North American healthcare technology platform enabling meaningful care collaboration and real‐time patient insights. For over 20 years, the company has been focused on realizing its vision: to help create a world in which providers and plans can confidently deliver frictionless care. Since its inception, PointClickCare has grown...

  • Director - Compliance

    4 weeks ago

    Mississauga, Ontario, Canada Edward Jones Full time

    Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Behind everything we do is our purpose:...

  • Shelter Program Manager

    3 days ago

    Mississauga, Ontario, Canada Ontario Association of Interval & Transition Houses Full time

    Job SummaryThe Shelter Program Manager is responsible for the effective management of shelter services, ensuring the provision of high-quality support to survivors of violence and their children. This role requires strong leadership and organizational skills, as well as the ability to work collaboratively with staff and stakeholders.Key Responsibilities-...

  • Associate Program Manager

    3 weeks ago

    Mississauga, Ontario, Canada McKesson Full time

    McKesson is an impact-driven, Fortune 10 company that touches virtually every aspect of healthcare. We are known for delivering insights, products, and services that make quality care more accessible and affordable. Here, we focus on the health, happiness, and well-being of you and those we serve – we care.What you do at McKesson matters. We foster a...

  • Compliance Expert

    1 week ago

    Mississauga, Ontario, Canada Teachers Life Insurance Full time

    **About the Role**The Director, Compliance will lead Teachers Life's compliance programs, policies, reporting, and practices. They will ensure all corporate activities adhere to regulatory requirements and risk management principles related to the governance of the organization as well as any life insurance industry-specific or location-specific laws.Risk...

  • Compliance Coordinator

    3 days ago

    Mississauga, Ontario, Canada Canada Cartage Full time

    At Canada Cartage, we are dedicated to providing exceptional transportation solutions. As a Safety & Compliance Administrator III, you will play a vital role in ensuring our drivers and vehicles meet the highest standards of safety and compliance.Job SummaryThe ideal candidate will assist the Safety & Compliance team with administrative tasks, including...

  • Compliance and Sustainability Advisor

    3 days ago

    Mississauga, Ontario, Canada Bora Pharmaceutical Services Full time

    In this role, you will champion Bora's sustainability efforts and actively support the implementation and continuous improvement of EHS programs. You will collaborate with cross-functional teams to integrate EHS and sustainability initiatives into operations and make informed decisions to meet EHS and sustainability goals.ResponsibilitiesEHS Compliance:...

  • compliance officer

    2 weeks ago

    Mississauga, Ontario, Canada Canada Cartage Full time

    Career Opportunity Safety & Compliance Admin Why you'll love Canada Cartage An iconic Canadian company with over 100 years of helping companies grow and succeed in Canada, we provide national dedicated fleet solutions, general freight services, managed transportation, fulfillment & distribution, and home delivery. With a national network of terminals,...

  • compliance officer

    1 week ago

    Mississauga, Ontario, Canada Canada Cartage Full time

    Career Opportunity Safety & Compliance Admin Why you'll love Canada Cartage An iconic Canadian company with over 100 years of helping companies grow and succeed in Canada, we provide national dedicated fleet solutions, general freight services, managed transportation, fulfillment & distribution, and home delivery. With a national network of terminals,...