Senior Compliance Officer

At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

About Us">At INVOKE, we strive to push the boundaries of what is possible through the application of intelligent automation technologies. Our team of experts works tirelessly to develop innovative solutions that meet the evolving needs of our clients.">Job Summary">We are seeking a highly skilled and experienced Senior Compliance Officer to join our team....

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures...

Investigations Lead - Market Integrity:About Us:The Canadian Investment Regulatory Organization (CIRO) is dedicated to promoting healthy capital markets through fair and effective regulation. Our goal is to ensure that investors feel protected and confident when investing in their futures.Job Summary:We're seeking an experienced Senior Investigator to lead...

Job OverviewWe are seeking a seasoned professional to join our team as a Senior Manager, Compliance. Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, you will be responsible for developing and updating compliance policies and procedures, as well as monitoring the operations of a mutual fund dealer/financial planning firm.Your...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from QUANTEAM - North America (RAINBOW PARTNERS Group)About the Company:As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and...

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures...

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures...

3 days ago Be among the first 25 applicantsSeeking position of a Compliance Officer who will be responsible for ensuring the operation of TWMG Inc. meets and exceeds the standards, policies and procedures established by TWMG Inc. and by the Regulatory bodies, in all matters relating to compliance. The Chief Compliance Officer will manage the compliance...

3 days ago Be among the first 25 applicantsSeeking position of a Compliance Officer who will be responsible for ensuring the operation of TWMG Inc. meets and exceeds the standards, policies and procedures established by TWMG Inc. and by the Regulatory bodies, in all matters relating to compliance. The Chief Compliance Officer will manage the compliance...

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty. Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and...

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures...

Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty. Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and...

Compliance Leadership Opportunity:Natixis Corporate & Investment Banking invites applications for a Chief Compliance Officer position to oversee our Compliance functions in Canada. As a key member of our senior leadership team, you will be responsible for developing and implementing a comprehensive Compliance Program that meets or exceeds regulatory...

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: We are looking for a...

About the Company:As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris,...

About the Company: As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices:...

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon, New York,...

About the Company:As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris,...