Lead Compliance Specialist, Wellington-Altus Financial

Compliance and Supervision Analyst Location : This in-office position will be based out of our Winnipeg or Toronto office. Type: This is a Full-Time, 12-months Term position. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...

Compliance Systems Analyst Location: This in-office position will be based out of our Winnipeg or Toronto office. Our organization : Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group...

About the Role:The Compliance and Supervision Analyst will support the Tier 1 Supervision Managers with the Supervision program. This role will provide holistic compliance supervision support, including reviewing daily trading activities, reviewing marketing materials, and ongoing monitoring research.Key Responsibilities:Conduct Tier 1 supervision...

Job OverviewWe are seeking a highly skilled Compliance Supervisor to join our team at Wellington-Altus Private Wealth. This is an exciting opportunity for a motivated professional to take on a key role in ensuring the firm's compliance with regulatory requirements and internal policies.About UsWellington-Altus Private Wealth is a leading investment dealer in...

Company Overview:Wellington-Altus Private Wealth is a leading investment dealer in Canada, with over $30 billion in assets under administration and offices across the country.About Us:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to several top-rated* businesses in Canada, including an investment dealer and a...

Senior Portfolio Manager, Supervision Location: This in-office position can be based out of our Toronto or Winnipeg office. Our organization : Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus...

The Manager, Supervision at Wellington-Altus will be responsible for implementing and maintaining an efficient and effective system of advice, education, and supervision to ensure adherence to regulatory requirements and internal policies.Main Responsibilities:Conduct regular tier 1 supervision activities, including the review and approval of trade reports,...

Job OverviewWe are seeking a skilled Compliance Systems Expert to join our team at Wellington-Altus. This role will play a critical part in ensuring the integrity of our digital compliance framework.About UsWellington-Altus is a leading investment dealer in Canada, with over $30 billion in assets under administration. We are committed to delivering...

Manager, Supervision Location: This in-office position will be based out of our Winnipeg or Toronto office. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions...

Administrative Associate Location: This position will be in-office, based out of our Toronto location. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions...

About the RoleWellington-Altus Financial Inc. is seeking a highly skilled Compliance Systems Analyst to join our team in Winnipeg or Toronto office. As a key member of the Compliance Team, you will be responsible for leveraging technology to enhance the effectiveness of Supervisors, ensuring processes are more accurate, cost-effective, and scalable.Key...

Senior Wealth Planner Location: This position will be based out of our Toronto office.  Our organization : Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and...

Job Opportunity:Wellington-Altus Private Wealth seeks an experienced Compliance Systems Analyst to join our team. As a key member of the Compliance Team, you will be responsible for ensuring the effective implementation and maintenance of our compliance systems.About the Role:This in-office position will be based out of our Winnipeg or Toronto office. The...

About Us: Wellington-Altus Financial Inc. is a leading financial services organization with a strong commitment to innovation and excellence. Founded in 2017, we have grown to become one of Canada's Best Managed Companies, with over $30 billion in assets under administration.We are currently seeking an experienced Compliance Systems Analyst to join our team....

Company OverviewWellington-Altus Private Wealth is a leading investment dealer in Canada, with over $30 billion in assets under administration and offices across the country.

**Marketing & Events Associate** **Location**: This position will be located in our Toronto office (10 Alcorn - Rosedale Office). **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc.,...

**Marketing & Events Manager** **Location**: This position will be located in our Toronto office (10 Alcorn - Rosedale Office). **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus...

**Investment Associate** **Location**: This position will be based out of our Toronto Office, 10 Alcorn Ave. Suite 300, Toronto ON. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc.,...

**Marketing Manager - Advisor Onboarding** **Location**:This position is located in our Toronto office. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel and Wellington-Altus Private Wealth —the top-rated* wealth advisory company in Canada and one of...

**Analyst, Investment Solutions** **Location**:This in-office position is based out of our Toronto office. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions...