Risk Management Expert AML

4 days ago


Calgary, Alberta, Canada ATB Financial Full time

We're committed to fostering an inclusive workplace culture where every team member can thrive and grow. At ATB Financial, we believe in the importance of community involvement and building lasting relationships with our clients and partners.

LIFE at ATB is not just about work - it's about creating a workplace where everyone feels valued, respected, and empowered to succeed. Our high-performance culture is built on three core principles: Impact in Action, Thrive Together, and Ready for Tomorrow.

About the Role
As ATB Financial's next Advisory Services Risk & AML Team; AML & Compliance Specialist, you will be part of a dynamic team that plays a critical role in ensuring business client files comply with Anti Money Laundering Legislation and ATB Policy requirements.

This role involves working closely with various teams across ATB, including Business and Corporate Banking, Business Client Support, Business Solutions, and the Chief AML Officer's team. The successful candidate will be responsible for supporting training and coaching for the field, as well as their fellow team members. You'll also be responsible for multiple projects within the Advisory Services Risk & AML team and serve as a key stakeholder and subject matter expert for Risk and Compliance oversight objectives.

Advisory Services Risk & AML also supports Private Banking. Cross-training is an essential aspect of this role, and you'll be expected to support Private Banking Advisors and Operations with their AML and high-risk activity needs.

Accountabilities
  • Act as a subject matter expert for all Business and Corporate Banking regarding complex file inquiries or concerns or clarification on AML requirements, inclusive of High Risk Client types and processes.
  • Be able to work independently and with other departments to complete projects related to change in processes, remediation activities, and information gathering and research.
  • Participate in the evaluation of new client onboarding opportunities specific to High Risk industries; cryptocurrency, PSP's, Challenger banks, and BIN Sponsorships.
  • Conduct risk assessments and provide briefing notes pertaining to Industries, Opportunities, Clients, or specific topics identified by the business.
  • Responsible for providing expert levels of oversight and reporting on client files to ensure that ATB Advisory Services is operating within our risk appetite framework.
  • Understand FINTRAC regulations specific to High Risk Client entities.
  • Communicate with all levels of the business delivering findings or areas of improvement from reviews in a positive and supportive manner.
  • Be a key stakeholder in any development meetings for future changes to ATB processes.
  • Network and build solid relationships with other areas of expertise to gain a broader scope of risk initiatives (CAMLO, ORM, Internal Assurance, OAG).
  • Maintain 'up-to-the-minute' knowledge of policies and procedures; relative Regulatory and Operational requirements.
  • Share your expert knowledge of AML requirements and ATB policies with all team members, in person, in meetings, or through presentations to the business.
  • Identify training opportunities, areas of risk exposure, or other opportunities to minimize regulatory and operational risk.
  • Proactively mentor, train, and develop other members of the Advisory Services Risk & AML Team.
  • As a primary contact support partner requests when audits are conducted by providing supporting documentation, potential walkthroughs of files, and other ad hoc initiatives.
  • Be tech-savvy to create investigative summaries on complex onboarding structures.

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