Senior Audit Manager, Global Banking
1 month ago
We are seeking a highly skilled Senior Audit Manager to join our Global Banking team. As a key member of our audit team, you will be responsible for leading audits to assess the design and operating effectiveness of internal controls in Global Banking and Markets (GBM) divisions.
Key Responsibilities- Lead audits to assess the design and operating effectiveness of internal controls in GBM divisions.
- Develop and maintain a data analytics program for GBM/Capital Markets Audit using data analytics tools.
- Hold walkthrough meetings with audit clients to develop and document a thorough understanding of key risks and processes.
- Design or update audit procedures for assigned audits, applying risk-based auditing standards and techniques.
- Manage and execute assigned audits in accordance with department standards, ensuring sufficient and appropriate testing to support the audit opinion.
- Assess the effectiveness and reliability of internal controls in relation to defined control requirements.
- Document audit work performed using TeamMate software, maintaining appropriate working papers and conforming to department standards.
- 7+ years' experience in Capital Markets Audit and Capital Markets 1st & 2nd Line Testing.
- Knowledge of Capital Markets Products and processes, and OTC derivative regulations.
- Accounting designations/technical/professional qualifications (CPA, CFA, CIA, etc.) will be an asset.
- University degree in business, finance, economics, accounting, or any other relevant area.
- Proficient use of Excel to analyze large transaction data for independent testing and validation.
- Knowledge of audit processes and methodologies.
- Ability to write clearly and concisely.
- Critical thinker and problem solver.
- A self-starter who deals well with ambiguity and is detail-oriented.
- Thrives in a dynamic team-oriented environment.
- The opportunity to join a forward-thinking and collaborative team, surrounded by innovative thinkers.
- A rewarding career path with diverse opportunities for professional development.
- Internal training to support your growth and enhance your skills.
- An inclusive working environment that encourages creativity, curiosity, and celebrates success.
- Work in an Ecosystem; a bright, modern space where you'll have access to group seating, offices, collaboration spaces, a cafeteria with different options daily, a bistro, and more.
- Hybrid Work Environment.
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