Senior AML Financial Crime Risk Investigator

1 month ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Description

The High Risk Customer Program is a dedicated team of AML subject matter experts responsible for conducting enhanced due diligence on high-risk customers. As a Senior AML Financial Crime Risk Investigator, you will play a critical role in ensuring the effective implementation of this program.

Key Responsibilities
  • Conduct quality control reviews of EDD reviews/AML investigations to ensure compliance with regulatory requirements and internal controls.
  • Provide support to the Group Manager AML Financial Crime Investigations, providing feedback and coaching as needed.
  • Conduct end-to-end EDD reviews/AML investigations and second-level reviews of enhanced due diligence reviews.
  • Assist with the oversight of the High Risk Customer Program, partnering with internal and external stakeholders to ensure effective controls and compliance.
  • Conduct quality reviews of enhanced due diligence and investigations completed by AML Financial Crime Risk Investigators.
  • Ensure timely and accurate regulatory reporting, adhering to regulatory requirements and internal controls.
  • Apply sound methodologies to collect, preserve, and analyze evidence, staying current on global emerging risks and technology threats.
  • Assess and prioritize files, investigating assigned cases with proper protocols in place.
  • Conduct EDD reviews/investigations in a professional and timely manner.
  • Identify and communicate procedural weaknesses to businesses.
  • Identify industry and typologies risk and trends for respective program areas, sharing knowledge with stakeholders.
  • Maintain and establish working relationships with internal and external partners for investigative purposes.
  • Investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.
Requirements
  • Undergraduate degree or relevant professional certifications, designations, or equivalent required.
  • 5+ years relevant experience.
  • Strong knowledge of Canadian AML legislation, requirements, and guidance, including FINTRAC, OSFI, PCMLTFA, and the Criminal Code of Canada.
  • Strong knowledge and experience with investigating complex and sensitive ML/TF and sanctions investigations.
  • Strong knowledge and experience with KYC requirements, EDD, and High Risk Customer Program.
  • Strong knowledge of quality control testing and audit.
  • Strong knowledge and experience interacting with law enforcement, corporate security, and other investigative groups.
  • Strong knowledge of investigative techniques and tools, including data analytics, link analysis, and forensic analysis.
  • Excellent oral and written communication skills.
  • Coaching and counseling skills.
  • Ability to delegate work to others, work well independently, and collaborate and build positive relationships.
  • Strong decision-making, critical thinking, follow-through ability, analytical skills.
  • Ability to respond to shifting priorities quickly and manage competing priorities.
  • Proficiency in using computer applications, including MS Office.
  • Ability to exercise sound judgment in making decisions.
About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, delivering legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

We are deeply committed to being a leader in customer experience, innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential.

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans, such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

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