Current jobs related to Senior Manager, Risk Oversight - Toronto, Ontario - Scotiabank


  • Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryThe Manager, Credit Risk Oversight is responsible for supporting Senior Management in all aspects of credit risk management. This role reports to the Senior Manager, Home Financing Lending Policy and Process Oversight.Key ResponsibilitiesSupport Senior Management in credit risk managementCollaborate with cross-functional teams to ensure effective...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job DescriptionAt CPP Investments, we are seeking a highly skilled and experienced Risk Oversight Manager to join our Total Fund Oversight team. In this role, you will be responsible for providing portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Provide meaningful total portfolio insights and effective...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job DescriptionAt CPP Investments, we are seeking a highly skilled and experienced Risk Oversight Manager to join our Total Fund Oversight team. In this role, you will be responsible for providing portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Provide meaningful total portfolio insights and effective...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job Title: Total Fund Oversight ManagerCompany Description: CPP Investments is a professional investment management organization that globally invests the funds of the Canada Pension Plan (CPP) to help ensure long-term sustainability.Job Description: In this role, you will join the Total Fund Oversight team to provide portfolio insights and risk oversight of...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job Title: Total Fund Oversight ManagerCompany Description: CPP Investments is a professional investment management organization that globally invests the funds of the Canada Pension Plan (CPP) to help ensure long-term sustainability.Job Description: In this role, you will join the Total Fund Oversight team to provide portfolio insights and risk oversight of...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job Title: Risk Oversight ManagerAt CPP Investments, we are seeking a highly skilled Risk Oversight Manager to join our Total Fund Oversight team. As a key member of our team, you will be responsible for providing portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Develop and implement risk management policies...


  • Toronto, Ontario, Canada CPP Investments Full time

    Job Title: Risk Oversight ManagerAt CPP Investments, we are seeking a highly skilled Risk Oversight Manager to join our Total Fund Oversight team. As a key member of our team, you will be responsible for providing portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Develop and implement risk management policies...


  • Toronto, Ontario, Canada CPP Investments Full time

    Role SummaryCPP Investments is seeking a highly skilled Risk Oversight Manager, Total Fund to join our team. As a key member of the Total Fund Oversight team, you will provide portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Develop and implement best-in-class risk management policies, frameworks,...


  • Toronto, Ontario, Canada Scotiabank Full time

    Senior Manager, Investment OversightAs a key member of Scotiabank's Canadian Asset Management arm, you will contribute to the oversight of all assets under management. Your expertise will be instrumental in supporting oversight efforts for Scotiabank's international asset management companies.Key Responsibilities:Lead a customer-focused culture within your...


  • Toronto, Ontario, Canada Scotiabank Full time

    Senior Manager, Investment OversightAs a key member of Scotiabank's Canadian Asset Management arm, you will contribute to the oversight of all assets under management. Your expertise will be instrumental in supporting oversight efforts for Scotiabank's international asset management companies.Key Responsibilities:Lead a customer-focused culture within your...


  • Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 208804At Scotiabank, we're committed to creating a purpose-driven and inclusive work environment where every employee has the opportunity to succeed. We're seeking a Senior Manager, Operational Risk Oversight, to join our team in Canada. This role will contribute to the overall success of the second line operational risk oversight for the...


  • Toronto, Ontario, Canada The Canadian Depository for Securities Limited Full time

    Capital Markets Risk ExpertiseThe Canadian Depository for Securities Limited is seeking a highly skilled Senior Analyst to join its Risk Oversight & Compliance team. As a key contributor to the delivery of the CDS and CDCC strategic project initiatives, you will enhance default management practices and ensure risk management initiatives are in compliance...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: Senior AML Financial Crime Risk Oversight SpecialistJob Summary:The Toronto-Dominion Bank (Canada) is seeking a Senior AML Financial Crime Risk Oversight Specialist to join our team. As a key member of our Financial Crime Risk Management department, you will be responsible for providing oversight and guidance on financial crime risk management...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: Senior AML Financial Crime Risk Oversight SpecialistJob Summary:The Toronto-Dominion Bank (Canada) is seeking a Senior AML Financial Crime Risk Oversight Specialist to join our team. As a key member of our Financial Crime Risk Management department, you will be responsible for providing oversight and guidance on financial crime risk management...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Opportunity: Senior Manager, Operational Risk OversightScotiabank is seeking a highly skilled Senior Manager, Operational Risk Oversight to join our team in Canada. As a key member of our operational risk management team, you will be responsible for providing advisory and challenge to the business lines' operational risk management practices.Key...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Opportunity: Senior Manager, Operational Risk OversightScotiabank is seeking a highly skilled Senior Manager, Operational Risk Oversight to join our team in Canada. As a key member of our operational risk management team, you will be responsible for providing advisory and challenge to the business lines' operational risk management practices.Key...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Senior Manager, Operational Risk OversightScotiabank is seeking a Senior Manager, Operational Risk Oversight to contribute to the overall success of the second line operational risk oversight for the Canadian Banking and Tangerine business lines.Key Responsibilities:Provide advisory and healthy challenge in the business lines' operational risk...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Senior Manager, Operational Risk OversightScotiabank is seeking a Senior Manager, Operational Risk Oversight to contribute to the overall success of the second line operational risk oversight for the Canadian Banking and Tangerine business lines.Key Responsibilities:Provide advisory and healthy challenge in the business lines' operational risk...


  • Toronto, Ontario, Canada Scotiabank Full time

    The OpportunityWe are seeking a Senior Manager, Operational Risk Oversight, to contribute to the overall success of our second-line operational risk oversight for the Canadian Banking and Tangerine business lines. As a trusted advisor, you will provide advisory and healthy challenge in the business lines' operational risk management practices, ensuring...


  • Toronto, Ontario, Canada Scotiabank Full time

    The OpportunityWe are seeking a Senior Manager, Operational Risk Oversight, to contribute to the overall success of our second-line operational risk oversight for the Canadian Banking and Tangerine business lines. As a trusted advisor, you will provide advisory and healthy challenge in the business lines' operational risk management practices, ensuring...

Senior Manager, Risk Oversight

2 months ago


Toronto, Ontario, Canada Scotiabank Full time

About Scotiabank

Scotiabank is a leading Canadian financial institution with a strong presence in the global market. Our Global Banking and Markets division provides a wide range of financial services to clients across various industries.

Job Summary

We are seeking a highly experienced professional to lead our Internal Controls team. As a key member of our Global Banking and Markets division, you will be responsible for designing and implementing control processes to ensure the overall success of our first line of defense in managing operational risks.

Key Responsibilities

  • Lead and direct supervisory activities for Trade Floor Supervision and Internal Control delegated by the Global Banking & Markets business lines.
  • Conduct sales and trader oversight activities, escalating negative trends to the respective heads of sales and trading/business line heads for remedial action.
  • Act as the escalation point for incidents, investigate and remediate as necessary.
  • Develop and provide training to business line personnel on non-financial risks and controls and supervision procedures.
  • Maintain an audit trail of supervision activities and maintain documentary evidence of delegations of such activities by business line.
  • Evaluate impact on operational risk management from changes resulting from business expansion into new geographies, new products and services, organic business growth, system changes/new implementation, regulatory requirements.
  • Drive industry change by advancing GBM perspective with industry committees and working groups.
  • Review regulatory and audit findings and work with business line management to formulate responses and track to remediation.
  • Coordinate responses to regulatory requests on behalf of the business.
  • Lead in providing regular KRI / KPI reporting to GBM Management on the condition of internal controls in the respective business lines.
  • Lead and supervise teams within Internal Control that execute delegated supervisory and oversight responsibilities of Internal Control and Trade Floor Supervision from Line 1A.

Requirements

  • Licensed as a Supervisor with CIRO and FINRA.
  • Strong working knowledge of regulatory requirements that govern trading businesses in Canada, USA, Europe, APAC, and LATAM.
  • Strong supervisory and management skills coupled with the ability to hire, place and train incumbents.
  • At least 10 years' experience in a trading and operational risk management role.
  • In-depth knowledge of capital markets business, including Equity, Fixed Income, Listed Derivatives, Foreign Exchange.
  • Expert knowledge of internal controls.
  • Extensive experience interacting with senior executives and managing key relationships throughout the organization.

What We Offer

Scotiabank offers a competitive compensation package, comprehensive benefits, and opportunities for professional growth and development. We are committed to creating a diverse and inclusive work environment that values and respects the contributions of all employees.