Enterprise Risk Management Specialist

2 months ago

Toronto, Ontario, Canada Fidelity Investments Full time

About Fidelity Investments:

Fidelity Clearing Canada (FCC) is a leading independent clearing broker and custodian in the Canadian market, providing trade execution, clearing, custody, and back-office support services to Canadian-based brokerage firms and registered Portfolio Managers.

Job Overview:

The Risk Specialist Sr will act as a 2nd line of defense, ensuring Fidelity's operational risk and control frameworks, policies, standards, and procedures are understood and used effectively to manage operational risk. This includes working collaboratively with all lines of businesses and divisions to identify, measure, monitor, and mitigate operational risk.

Key Responsibilities:

  • Manage and support large/complex risk programs/frameworks/projects/initiatives to ensure risks are appropriately mitigated.
  • Assist with the management and/or administration of existing enterprise risk management programs and implementation of new programs, including Risk and Control Self Assessments, Risk Event Management, Risk Appetite, Model Risk, End User Computing oversight, and Risk Register.
  • Support business in the development of risk profiles, risk appetite, and supporting key risk metrics.
  • Lead the development of new risk programs, stay informed on risk management best practices and principles, and drive enhancements to current programs.
  • Provide analysis, monitoring, and challenge to identify areas for improvement and remediation by business units in order to support a sound operational environment.
  • Support the execution of strategic initiatives in collaboration with internal stakeholders, evaluates new operating models and internal controls.
  • Consult and support incident and error assessments to ensure a robust control environment, provides action plan review and recommendations to enhance the effectiveness of internal controls.
  • Communicate assessment results, gaps, and recommendations, improvement opportunities, and action plans to management on a regular basis.
  • Foster a strong risk culture within the organization, working closely with business unit leaders and senior management.
  • Ensure continuous improvement of risk programs, processes, and policies.
  • Perform reviews of prospective clients and external counterparties as required, including products and services reviews with financial impact.
  • Provide subject matter expertise of enterprise risk management for new products and services, staff training.

Requirements:

  • Minimum of 3 years of related experience within the financial services industry, preferably in risk management, compliance, or audit.
  • Minimum 4-year bachelor degree or equivalent work experience.
  • Operational or Financial Risk Designation, CSC, and CPH preferred.

Desired Skills:

  • Strong communication and presentation skills, as well as effective interpersonal and collaborative skills.
  • Ability to take initiative, work independently, and handle multiple tasks.
  • Strong knowledge of capital markets and industry regulations.
  • Understanding of the clearing business and knowledge of operational functions and processes.
  • Sound knowledge of risk management processes, tools, and techniques for assessing and controlling an organization's exposure to risks.
  • Ability to build relationships across the organization to deliver results.
  • Highly capable to influence internal stakeholder functional groups to adopt new practices or revise existing practices.

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