Senior AML Financial Crime Risk Investigation Manager

1 month ago

Old Toronto, Ontario, Canada TD Full time
Job Title:

Group Manager, AML Financial Crime Risk Investigation

Job Summary:

We are seeking a highly experienced and skilled Group Manager to lead our AML Financial Crime Risk Investigation team. The successful candidate will be responsible for managing a team of professionals who provide oversight, expert procedure/policy/regulatory guidance and advisory services related to High Risk Customer and Politically Exposed Persons Programs.

Key Responsibilities:
  • Provide support to the Senior Manager and the AVP with the oversight and management of the High Risk Customer Program focusing on procedures.
  • Lead and develop a team of professionals who provide oversight, expert procedure/policy/regulatory guidance and advisory services and/or a control function related to HRC and PEP Programs.
  • Lead and develop HRC and PEP Program's procedures in coordination with management in line with TD's AML Program's AML/ATF policies, standards, framework, and Canadian legislations.
  • Oversee the timely execution of periodic and/or event driven reviews using a risk-based approach to align with policy and regulatory requirements.
  • Design, implement and/or manage effective processes (including change management process) for alignment and mapping of procedures with Bank's AML/ATF policies, standards, framework, and Canadian legislations.
  • Take corrective action and recommend or implement changes to procedures, as required.
  • Provide guidance, counsel, advise and direction on HRC/Enhance Due Diligence and PEP requirements as per the Bank's AML/ATF policies, standards, framework, Canadian legislations and procedures.
  • Manage a team of AML professionals providing oversight and control related advisory services relating to the HRC and PEP Programs.
  • Lead a team of professionals and managers to achieve business/operational objectives, maintain effective day-to-day operations and deliver quality service with business objectives.
  • Review and assess incoming files and allocate to appropriate Investigators/Investigative Specialists.
  • Collaborate with counterparts from other institutions and/or external organizations (e.g., public sector, government, law enforcement) to gather intelligence information, emerging risk, trends and typologies for implementation of controls to mitigate the risk.
  • Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place.
  • Represent the department on internal projects/committees for own specialized area as necessary.
Requirements:
  • Undergraduate degree or relevant professional certifications, designations, or equivalent required.
  • 7+ years relevant experience.
  • Strong knowledge, experience of Canadian AML legislation, requirements and guidance.
  • Excellent oral and written communication skills.
  • Ability to handle confidential information with discretion.

We look forward to hearing from you.

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