Compliance Specialist

1 month ago


Duncan, Canada Envision Financial Full time

We are seeking a highly skilled Compliance Specialist to provide expert advice and support to our Operations department.

The Compliance Specialist will be responsible for ensuring that our business operations are compliant with policies, legislation, and regulatory requirements. This will involve providing analytical services, developing and maintaining user access systems, and ensuring that risk is mitigated.

Key Responsibilities:

  • Business Systems: Collaborate with stakeholders to provide guidance on new system access requests and changes; perform user access audits to ensure risk mitigation is current and effective.
  • Cash Management: Ensure effective processes and controls are in place for cash management within our retail branch system.
  • Operations Auditing: Provide support to ensure processes and procedures are compliant with policies and regulatory requirements.
  • Compliance: Analyze system data to generate metrics and reports to assist with decision making.
  • Reporting: Develop and implement processes for generating metrics and reports to identify system access needs and issues.

Requirements:

  • College diploma in a related discipline required
  • 4 years of related experience required
  • Ability to work independently and collaboratively in a team environment
  • Proficient interpersonal and communication skills
  • Proven organizational skills and ability to meet deadlines
  • Proficient with MS Office and basic knowledge of project management

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