Regulatory Compliance Associate

Job DescriptionPosition Title: Business Conduct Compliance ExaminerDepartment: Business Conduct ComplianceJob Type: Permanent, Full-time (Hybrid)About Us:The Canadian Investment Regulatory Organization (CIRO) is a self-regulatory organization that takes its responsibility of setting high-quality regulatory and investment industry standards seriously, while...

Job DescriptionPosition Title: Business Conduct Compliance ExaminerDepartment: Business Conduct ComplianceJob Type: Permanent, Full-time (Hybrid)About Us:The Canadian Investment Regulatory Organization (CIRO) is a self-regulatory organization that takes its responsibility of setting high-quality regulatory and investment industry standards seriously, while...

COMPLIANCE ASSOCIATE - REGULATORY AFFAIRS Overview The Compliance Associate plays a crucial role in delivering administrative assistance to the Senior Director of Compliance Regulatory Affairs. This position is essential for the effective upkeep of the corporate compliance framework concerning both domestic and international assets and partnerships,...

Job Summary:The Compliance Associate will provide administrative support to the Sr. Director, Compliance Regulatory Affairs, to ensure the successful maintenance of the corporate compliance program for domestic and foreign assets and partners, and to ensure conformity with Canadian, American and International Laws and Regulations.Key Responsibilities:Develop...

Job Summary:The Compliance Associate will provide administrative support to the Sr. Director, Compliance Regulatory Affairs, to ensure the successful maintenance of the corporate compliance program for domestic and foreign assets and partners, and to ensure conformity with Canadian, American and International Laws and Regulations.Key Responsibilities:Develop...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

Job Title: Associate Director - Regulatory OptimizationJoin National Bank (NBC) as an Associate Director - Regulatory Optimization in Financial Markets and contribute to the transformation of our processes while minimizing regulatory risks.About the RoleThis position offers the opportunity to work closely with Financial Markets business units, Operations,...

National Bank Financial Markets is seeking a dedicated individual to join their team as a Regulatory Compliance Specialist, Financial Markets Expert, or Risk Management Associate in Financial Markets. In this role, you will play a key part in ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, working closely...

National Bank Financial Markets is seeking a dedicated individual to join their team as a Regulatory Compliance Specialist, Financial Markets Expert, or Risk Management Associate in Financial Markets. In this role, you will play a key part in ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, working closely...

National Bank Financial Markets is seeking a dedicated individual to join their team as a Regulatory Compliance Specialist, Financial Markets Expert, or Risk Management Associate in Financial Markets. In this role, you will play a key part in ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, working closely...

National Bank Financial Markets is seeking a dedicated individual to join their team as a Regulatory Compliance Specialist, Financial Markets Expert, or Risk Management Associate in Financial Markets. In this role, you will play a key part in ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, working closely...

Key Responsibilities The Compliance Division at SGS Société Générale de Surveillance SA is tasked with ensuring adherence to laws, regulations, guidelines, and policies pertinent to the firm's banking and financial operations. This encompasses critical areas such as anti-money laundering, anti-terrorism financing, sanctions and embargoes, client...

Job SummaryWe are seeking a highly skilled and experienced professional to join our Financial Markets team as an Associate Director - Regulatory Optimization. This role will be responsible for monitoring and ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, in accordance with regulations from the Commodity...

Job SummaryWe are seeking a highly skilled and experienced professional to join our Financial Markets team as an Associate Director - Regulatory Optimization. This role will be responsible for monitoring and ensuring compliance with regulatory requirements for Over the Counter (OTC) derivatives products, in accordance with regulations from the Commodity...

Position Overview: As a Regulatory Compliance Advisor or Chief Legal Officer at PSP Investments, you will play a crucial role in delivering exceptional legal counsel and services pertaining to compliance matters associated with the organization's investment and operational activities, particularly in relation to securities regulations. Key Responsibilities:...

Position Overview: As a Regulatory Compliance Advisor or Chief Legal Officer at PSP Investments, you will play a crucial role in delivering exceptional legal guidance and services related to compliance matters associated with our investment and business operations, particularly in adherence to securities regulations. Key Responsibilities: Provide expert...