AML Compliance Specialist

2 weeks ago

Old Toronto, Ontario, Canada First National Financial LP Full time
About the Role

First National Financial LP is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our AML Department, you will play a critical role in establishing and implementing a robust compliance program.

Key Responsibilities
  • Review commercial mortgage files and documentation to identify AML risks and ensure compliance with internal AML policies.
  • Utilize our screening platform to review potential matches against Canadian and International lists of sanctioned individuals and entities.
  • Assess the impact of positive matches in accordance with AML policies and procedures.
  • Investigate, identify, and monitor unusual transactions and suspicious activity as referred by our business partners and transaction monitoring system.
  • Make recommendations regarding high-risk relationships and direct the business on the appropriate level of monitoring.
  • Assist in the development and maintenance of AML compliance training material, records, policies, and procedures.
  • Conduct regular audits, assessments, and/or testing of business unit AML controls.
  • Identify areas of improvement and make recommendations to mitigate AML/ATF risk and gaps.
  • Monitor the effectiveness of our screening framework.
  • Conduct ad-hoc searches for third parties.
  • Input general notes and information into mortgage systems.
  • Complete special projects as assigned by your Manager.
Requirements
  • Previous experience in the financial sector.
  • AML experience (or similar) preferred.
  • Post-secondary education and/or equivalent work experience required.
  • Previous office experience required.
  • Experience working in a fast-paced, structured, and team-based environment.
  • Proficient in Microsoft Office applications (Excel, PowerPoint, and Word).
  • Proficiency in SQL and data management an asset.
  • Proactive and self-reliant; some tasks may be repetitive and successful candidates must be self-motivated.
  • Knowledge of customer service principles and practices.
  • Ability to apply critical thinking to complex and sensitive cases.
  • Previous experience using a screening and/or transaction monitoring system is an asset.
  • Candidate must be able to process high volumes with the ability to work independently.
  • Bilingualism (French, English) an asset.
About First National Financial LP

Founded in 1988, First National Financial LP is one of Canada's largest non-bank lenders. We provide residential mortgages exclusively through our mortgage broker channel and service commercial clients through our national origination team of empowered advisors.

At First National Financial LP, we are committed to diversity and inclusion and are an equal opportunity employer. We support requests for accommodation from applicants with disabilities and are proud to be a leader in our industry.

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