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Manager of AML Financial Crime Risk Oversight
3 months ago
Location: Toronto, Ontario, Canada
Schedule: 37.5 hours per week
Industry: Anti-Money Laundering
Compensation Details: We are committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to engage in an open conversation with your recruiter and inquire about the compensation specifics for this role.
Position Overview:The Manager of AML Financial Crime Risk Oversight is responsible for leading a specialized team focused on the analysis and investigation of financial crime risks associated with high-risk customers.
This role involves managing the High Risk Customer Program, ensuring that regulatory risks and potential losses to the organization are minimized. The Manager will work closely with various stakeholders and collaborate with other team leaders to ensure effective controls are in place to comply with regulatory requirements and internal policies.
Additionally, the Manager will oversee the control activities of the High Risk Customer Program and lead a team of AML Financial Crime Investigators tasked with conducting Enhanced Due Diligence (EDD) on high-risk clients, making recommendations for risk mitigation, and ensuring timely regulatory reporting of suspicious activities.
Key Responsibilities:- Support the oversight and management of the High Risk Customer Program.
- Guide and lead a team of AML Financial Crime Investigators in conducting EDD and ensuring compliance with internal and regulatory standards.
- Ensure that investigations and reviews of high-risk customers are prioritized based on risk assessment and completed in a timely manner.
- Oversee the regulatory reporting process, ensuring adherence to all requirements.
- Lead the team to achieve operational objectives while maintaining high-quality service delivery.
- Review incoming cases and allocate them to appropriate investigators.
- Conduct investigations as needed, ensuring adherence to established standards.
- Prepare necessary documentation for both criminal and non-criminal proceedings.
- Collaborate with external organizations to gather intelligence when required.
- Ensure that all investigations are conducted professionally and efficiently.
- Identify procedural weaknesses and ensure remediation processes are in place.
- Stay informed about emerging trends and techniques in the field.
- Represent the department in internal projects and committees as necessary.
- Undergraduate degree or relevant professional certifications required.
- 7+ years of relevant experience in AML and financial crime.
- Strong understanding of Canadian AML legislation and guidance.
- Experience with KYC requirements and high-risk customer programs.
- Knowledge of various high-risk entity types and operations.
- Excellent communication skills, both oral and written.
- Proven coaching and mentoring abilities.
- Strong decision-making and analytical skills.
- Ability to manage competing priorities effectively.
- Experience in budget management and resource allocation.
- Sound judgment in decision-making processes.
