Compliance Monitoring Analyst

3 weeks ago

Toronto, Ontario, Canada CPP Investments Full time
Job Title: Compliance Monitoring Analyst

At CPP Investments, we are seeking a highly skilled Compliance Monitoring Analyst to join our team. As a key member of our Compliance Monitoring team, you will be responsible for supporting the management and advancement of critical investment oversight activities necessary to promote conformity with the CPPIB Act, Regulations and Policies.

Key Responsibilities:
  • Conduct independent compliance monitoring and prepare corresponding analyses/reporting/regulatory disclosures, as required.
  • Research, design and implement new controls/processes and/or refinements to existing compliance checks/tests to support the firm's dynamic investment activities as well as changing legislative/regulatory requirements.
  • Develop and maintain compliance rules within order/execution management systems, investigating any and all pre- and/or post-trade flags triggered.
  • Use intellectual curiosity to proactively locate potential gaps in current state processes; engineer and establish corrective action plans to resolve those vulnerabilities; and prevent similar exposures from developing in the future.
  • Support the broader Legal & Compliance groups as well as the various Investment Departments, responding to spontaneous enquiries in a prompt and professional manner.
Requirements:
  • Undergraduate degree/college diploma or above, especially in Business Administration/Management, Commerce/Finance, Mathematics, Computer Science, or other related field.
  • Relevant professional designation (CPA, CFA, etc) or progress toward one is an asset.
  • Strong investment product knowledge is an asset.
  • Minimum 2 years of applicable professional experience.
  • Advanced knowledge of MS Excel.
What We Offer:

At CPP Investments, we are committed to diversity and equitable access to employment opportunities based on ability. We offer a dynamic and inclusive work environment, competitive compensation and benefits, and opportunities for professional growth and development.

We thank all applicants for their interest but will only contact candidates selected to advance in the hiring process.

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