Current jobs related to Compliance Director - Old Toronto, Ontario - Manulife

  • Executive Director Position

    3 weeks ago

    Old Toronto, Ontario, Canada Director File Full time

    Executive Director OpportunityWe are seeking a visionary leader to co-lead Canada's largest professional theatre for young audiences. As Executive Director, you will be responsible for collaborating with the Artistic Director to inspire and promote a collaborative theatre spirit amongst staff, volunteers, and the artistic community.Key...

  • Compliance Director

    4 weeks ago

    Old Toronto, Ontario, Canada Momentum Financial Services Group Full time

    Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled Director, Compliance to join our team.Job SummaryWe are looking for a seasoned compliance professional to lead our regulatory compliance management program. The successful candidate will be responsible...

  • Compliance Director

    4 weeks ago

    Old Toronto, Ontario, Canada Momentum Financial Services Group Full time

    Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled Director, Compliance to join our team.Job SummaryWe are looking for a seasoned compliance professional to lead our regulatory compliance management program. The successful candidate will be responsible...

  • Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada Momentum Financial Services Group Full time

    Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled and experienced Director, Compliance to join our team.Job SummaryThe successful candidate will be responsible for developing, implementing, and maintaining key areas of the regulatory compliance...

  • Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada Momentum Financial Services Group Full time

    Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled and experienced Director, Compliance to join our team.Job SummaryThe successful candidate will be responsible for developing, implementing, and maintaining key areas of the regulatory compliance...

  • Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada Momentum Financial Services Group Full time

    Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled Director, Compliance to join our team.Job SummaryWe are looking for a seasoned compliance professional to develop, implement, and maintain our regulatory compliance management program. The successful...

  • Risk and Compliance Director

    4 weeks ago

    Old Toronto, Ontario, Canada HomeEquity Bank Full time

    Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead the risk and compliance function for our new lending venture. As Director of Risk and Compliance, you will play a critical role in ensuring the successful launch and operation of our new business.Key Responsibilities:Develop and implement risk management frameworks and...

  • Risk and Compliance Director

    4 weeks ago

    Old Toronto, Ontario, Canada HomeEquity Bank Full time

    Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead the risk and compliance function for our new lending venture. As Director of Risk and Compliance, you will play a critical role in ensuring the successful launch and operation of our new business.Key Responsibilities:Develop and implement risk management frameworks and...

  • Risk and Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada HomeEquity Bank Full time

    Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead our risk and compliance efforts in our new lending venture. As Director of Risk and Compliance, you will play a critical role in ensuring the successful launch and operation of our new business.Key Responsibilities:Develop and implement risk management frameworks and...

  • Risk and Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada HomeEquity Bank Full time

    Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead our risk and compliance efforts in our new lending venture. As Director of Risk and Compliance, you will play a critical role in ensuring the successful launch and operation of our new business.Key Responsibilities:Develop and implement risk management frameworks and...

  • Director of Governance and Compliance

    4 weeks ago

    Old Toronto, Ontario, Canada Cyber Crime Full time

    Director of Governance and ComplianceManulife is a leading financial services group, providing financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions. We are seeking a highly skilled Director of Governance and Compliance to lead our Enterprise Technology Services team in Risk Advisory and Control...

  • Director of Governance and Compliance

    4 weeks ago

    Old Toronto, Ontario, Canada Cyber Crime Full time

    Director of Governance and ComplianceManulife is a leading financial services group, providing financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions. We are seeking a highly skilled Director of Governance and Compliance to lead our Enterprise Technology Services team in Risk Advisory and Control...

  • Director of Governance and Compliance

    3 weeks ago

    Old Toronto, Ontario, Canada Cyber Crime Full time

    Director, Governance, Compliance and Risk ManagementManulife is a leading financial services group, providing financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions. We are seeking a highly skilled Director, Governance, Compliance and Risk Management to join our Enterprise Technology Services team.Key...

  • Director of Governance and Compliance

    3 weeks ago

    Old Toronto, Ontario, Canada Cyber Crime Full time

    Director, Governance, Compliance and Risk ManagementManulife is a leading financial services group, providing financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions. We are seeking a highly skilled Director, Governance, Compliance and Risk Management to join our Enterprise Technology Services team.Key...

  • Risk and Compliance Director

    3 weeks ago

    Old Toronto, Ontario, Canada Harkins Theatres Full time

    Job Title: Director of Risk and ComplianceJoin HomeEquity Bank as we establish a new division to launch a technology-first solution into the market. This is a unique opportunity to play a key leadership role in ensuring the successful launch and operation of a new lending venture.About the RoleThe Director of Risk and Compliance will oversee all risk...

  • Director of Governance and Compliance

    4 weeks ago

    Old Toronto, Ontario, Canada Manulife Insurance Malaysia Full time

    Director, Governance, Compliance and Risk ManagementManulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better.About the RoleWe are seeking a highly experienced Director, Governance, Compliance and Risk Management to lead our Enterprise Technology Services team. As a key...

  • Director of Governance and Compliance

    4 weeks ago

    Old Toronto, Ontario, Canada Manulife Insurance Malaysia Full time

    Director, Governance, Compliance and Risk ManagementManulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better.About the RoleWe are seeking a highly experienced Director, Governance, Compliance and Risk Management to lead our Enterprise Technology Services team. As a key...

  • Compliance and Risk Management Director

    1 month ago

    Old Toronto, Ontario, Canada TD Full time

    Job Title: Compliance and Risk Management DirectorTD Securities is seeking a highly skilled Compliance and Risk Management Director to join our team. As a key member of our organization, you will be responsible for leading the development and implementation of effective compliance and risk management strategies.Key Responsibilities:Develop and implement...

  • Compliance and Risk Management Director

    1 month ago

    Old Toronto, Ontario, Canada TD Full time

    Job Title: Compliance and Risk Management DirectorTD Securities is seeking a highly skilled Compliance and Risk Management Director to join our team. As a key member of our organization, you will be responsible for leading the development and implementation of effective compliance and risk management strategies.Key Responsibilities:Develop and implement...

  • Risk and Compliance Director

    2 weeks ago

    Old Toronto, Ontario, Canada HomEquity Bank Full time

    Job Title: Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead its risk and compliance efforts in the launch and operation of a new lending venture. The ideal candidate will bring expertise in risk and compliance management within financial services, with a strong knowledge of regulatory requirements and frameworks.Key...

Compliance Director

2 months ago

Old Toronto, Ontario, Canada Manulife Full time
{"The Opportunity": "

Reporting to the Global Head of Market Conduct Compliance Insurance, this individual is responsible for overseeing all aspects of Manulife's Third-Party Distribution Risk Management program, globally.


We are seeking a highly skilled and experienced professional to join our global Distribution Compliance team and take on a key role in developing, implementing, and maintaining a robust compliance framework to ensure adherence to OSFI's Third-Party Risk Management (B10) Guideline related to distribution arrangements, certain other third-party arrangements, and related regulatory requirements.


The ideal candidate will help our businesses globally drive the further enhancement and implementation of this framework and define the future operation of our distribution program, in partnership with Operations, Technology, Procurement, Legal, and the business.


Working closely with the Asia AVP Distribution Compliance and the North American Director, Market Conduct Compliance, the incumbent will ensure that appropriate compliance controls and processes are in place.


  • Lead the development and implementation of a compliance framework to comply with OSFI's B10 rule, ensuring alignment with regulatory requirements and best practices.
  • Define the operational processes for the distribution program going forward, working collaboratively with the risk management team to identify and mitigate potential distribution compliance risks.
  • Identify and recommend suitable systems and technology to support the compliance framework, including methodology for risk rating, escalation, and frequency of review.
  • Help implement a comprehensive enhanced due diligence (EDD) program for medium/high-risk activities, including defining triggers for review and escalation.
  • Establish a robust testing and monitoring program to ensure ongoing compliance with regulatory requirements, identifying any areas for improvement and implementing corrective measures as necessary.
  • Oversee ongoing training and education for employees, ensuring that they are equipped with the knowledge and skills necessary to support the compliance framework.

Key Responsibilities:

  • Develop and implement a compliance framework to ensure adherence to OSFI's B10 Guideline.
  • Define operational processes for the distribution program.
  • Identify and recommend suitable systems and technology to support the compliance framework.
  • Implement a comprehensive EDD program for medium/high-risk activities.
  • Establish a robust testing and monitoring program.
  • Oversee ongoing training and education for employees.

Requirements:

  • Proven experience in compliance leadership roles, with a strong understanding of regulatory requirements and best practices, particularly in the financial services sector.
  • Strong knowledge of OSFI's regulatory framework, including OSFI E-13 (Regulatory Compliance Management), Regulatory Change Management, and OSFI's B-10 Guideline.
  • University or post-secondary education a definite asset.
  • Understanding of insurance distribution compliance and risk controls.
  • 10 years progressive experience in financial services compliance, audit, risk or other control roles or direct experience in insurance distribution combined with 3-5 years in a leadership role.
  • Experience overseeing compliance programs in an ever-changing regulatory environment would be an advantage.
  • Strong analytical and critical thinking skills, with the ability to identify and address potential compliance risks and develop effective solutions.
  • An initiative-taking and results-driven approach, with the ability to drive the development and implementation of compliance initiatives.
  • Proficiency in French would be a definite advantage.
  • You think big, with curiosity to discover ways to use your agile approach and enable business outcomes.
  • You share your humanity, helping us build a diverse and inclusive work environment for everyone.
  • Flexible work policies and strong work-life balance.
  • Delivering the promise of Diversity, Equity and Inclusion.
  • Championing Corporate Citizenship.

What We Offer:

  • Competitive salary range: $100,000.00 - $150,000.00 CAD.
  • Eligible employees receive a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans.

How to Apply:

Please submit your application through our website.